| Title |
Details |
| April 2013 |
Muhammad Ahmed Nadeem Securities (SMC-Pvt.) Limited:
The Securities and Exchange Commission of Pakistan conducted an enquiry under Section 21 of the
Securities & Exchange Ordinance, 1969 and Section 29 of SECP Act, 1997 to investigate Muhammad Ahmed Nadeem
SMC-Pvt.) Limited's violations regarding the handling of securities entered in the sub-accounts maintained
under its account without authority of the sub-account holders and violations of SE Ordinance, SECP Act,
Central Depository Act 1997 (the “CDC Act”) and rules and regulations made thereunder and to inspect the books
and records.
The Interim Investigation Report is available at below mentioned web-link:
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CLICK HERE to DOWNLOAD:
Interim Investigation Report under the Section 21 of Securities & Exchange Ordinance, 1969.
In this regard, the Commission has also filed a direct criminal complaint No. 803/2013 in the Session
Court (West) Islamabad "SECP vs Muhammad Ahmad Nadeem, Chief Executive/Nominee Director of and Mansoor
Ahmad Janjua, Company Secretary of the Company".
The Court after examination of record and recording of statements of the enquiry officers has issued notices
to summon the accused for May 7, 2013.
CLICK HERE to DOWNLOAD:
Direct Criminal Complaint No. 0803/2013
CLICK HERE to DOWNLOAD:
Order dated April 22, 2013
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| April 2013 |
Azgard Nine Limited:
The Securities and Exchange Commission of Pakistan conducted an enquiry under Section 21 of the
Securities & Exchange Ordinance, 1969 and Section 29 of SECP Act, 1997 to enquire the matter relating
to manipulation of share price and volume of Azgard Nine Limited against J.S Global Capital Limited.
The Investigation Report is available at below mentioned web-link:
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CLICK HERE to DOWNLOAD:
Investigation Report under the Section 21 of Securities &
Exchange Ordinance, 1969.
In this regard, the Commission has also filed a direct criminal complaint No. 242/2013 in the Session Court
(Karachi South) before the IIIrd Addl. Session Judge – “SECP vs J.S Global Capital Limited and 22 Others”.
The complaint has been registered and bailable arrest warrants in the sum of Rs. 500,000 per accused have been
issued.
CLICK HERE to DOWNLOAD:
Direct Criminal Complaint No. 242/2013
CLICK HERE to DOWNLOAD:
Order dated April 22, 2013
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| Aug 2011 |
Enquiry Report under Section 21 of the Securities & Exchange Ordinance, 1969 relating to unresolved investors complaints against M.K.A Securities (Private) Limited with respect to non-transfer of shares and non-payment of funds. |
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M.K.A. Securities (Private) Limited: The Securities and Exchange Commission of Pakistan conducted an enquiry under Section 21 of the Securities & Exchange Ordinance, 1969 to enquire the matter relating to unresolved investors complaints against M.K.A Securities (Private) Limited with respect to non-transfer of shares and non-payment of funds. The Enquiry Report is available at below mentioned web-link:
In this regard, the Commission has also filed a direct criminal complaint No. 195 / 2011 in the Session Court (Karachi South) before the IIIrd Addl. Session Judge – “SECP vs M.K.A Securities (Private) Limited and Others”.
The complaint has been registered and bailable arrest warrants in the sum of Rs. 500,000 per accused have been issued.
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| Aug 2011 |
Enquiry Report under Section 21 of the Securities & Exchange Ordinance, 1969 relating to unresolved investors complaints against Prudential Securities Limited with respect to non-transfer of shares and non-payment of funds. |
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Prudential Securities Limited: The Securities and Exchange Commission of Pakistan conducted an enquiry under Section 21 of the Securities & Exchange Ordinance, 1969 to enquire the matter relating to unresolved investors complaints against Prudential Securities Limited with respect to non-transfer of shares and non-payment of funds. The Enquiry Report is available at below mentioned web-link:
In this regard, the Commission has also filed a direct criminal complaint No. 293/2011 in the Session Court (Karachi South) before the IIIrd Addl. Session Judge – “SECP vs Prudential Securities Limited and Others”.
The complaint has been registered and bailable arrest warrants in the sum of Rs. 500,000 per accused have been issued.
|
| Jan 2011 |
Enquiry Report under Section 21 of the Securities & Exchange Ordinance, 1969 relating to unresolved investors complaints against Eastern Capital Limited with respect to non-transfer of shares and non-payment of funds. |
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The Securities and Exchange Commission of Pakistan conducted an enquiry under Section 21 of the Securities & Exchange Ordinance, 1969 to enquire the matter relating to unresolved investors complaints against Eastern Capital Limited with respect to non-transfer of shares and non-payment of funds. The Enquiry Report is available at below mentioned web-link:
In this regard, the Commission has also filed a direct criminal complaint No. 314/2010 in the Session Court (Karachi South) before the IIIrd Addl. Session Judge – “SECP vs Eastern Capital Limited and Others”. The complaint has been registered and bailable arrest warrants in the sum of Rs. 500,000 per accused have been issued.
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| May 2010 |
Enquiry Report under Section 21 of the Securities & Exchange Ordinance, 1969 relating to unresolved investors complaints against Cliktrade Ltd with respect to non-transfer of shares and non-payment of funds. |
| Feb 2010 |
Enquiry Report under Section 21 of the Securities & Exchange Ordinance, 1969 relating to unresolved investors complaints against Capital One Equities Ltd with respect to non-transfer of shares and non-payment of funds. |
| Nov 2007 |
Enquiry
Report under Section 21 of Securities & Exchange Ordinance, 1969
pertaining to Manipulative and other Prohibitive Activities into Callmate
Telips Telecommunication Company Limited (CTTL) |
| |
The
Securities and Exchange Commission of Pakistan (SECP) conducted an
enquiry under Section 21 of Securities & Exchange Ordinance, 1969
to enquire into and to investigate the dealings, business, or other
transactions pertaining to trading in the shares of Callmate Telips
Telecommunication Company Limited (CTTL) during the period from November
7, 2006 to December 8, 2006. The enquiry report dated April 10, 2007
is available at below mentioned weblink:
In this regard, the Commission has also filed
a direct criminal complaint No.580/2007 in the Session Court (Karachi
South) before the IIIrd Addl. Session Judge - “SECP vs Muhammad
Ajmal Ansari and Others”.
The complaint has been registered and bailable arrest
warrants in the sum of Rs.100,000 per accused have been issued.
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| Oct 2007 |
Enquiry
Report under Section 21 of Securities & Exchange Ordinance, 1969
pertaining to Manipulative and other Prohibitive Activities into Kot
Addu Power Company Limited (KAPCO) |
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The
Securities and Exchange Commission of Pakistan (SECP) conducted
an enquiry under Section 21 of Securities & Exchange Ordinance,
1969 to enquire into and to investigate the dealings, business,
or other transactions pertaining to trading in the shares of Kot
Addu Power Company Limited (KAPCO) during the period from January
24, 2007 to May 25, 2007. The enquiry report dated June 10, 2007
is available at below mentioned weblink:
In this regard, the Commission has also filed
a direct criminal complaint No.479/2007 in the Session Court (Karachi
South) before the IIIrd Addl. Session Judge - “SECP vs Muhammad
Hussain Adhi and Others”. The complaint has been registered and
bailable arrest warrants in the sum of Rs.100,000 per accused have
been issued.
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