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| Laws and Policies |
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| Statute |
| Date |
Title |
Download |
| 2012 |
Stock Exchanges (Corporatisation, Demutualization and Integration) Act, 2012 |
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2011 |
Anti Money Laundering Act, 2010 |
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| 2002 |
Listed Companies (Substantial Acquisition of Voting Shares and Take-overs) Ordinance, 2002 |
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| 2000 |
Insurance Ordinance, 2000 |
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| 1997 |
Securities and Exchange Commission of Pakistan Act, 1997 |
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| 1997 |
Central Depositories Act, 1997 |
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| 1984 |
Companies Ordinance, 1984
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| 1980 |
Modaraba Companies and Modaraba (Floatation and Control) Ordinance, 1980 |
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| 1974 |
Companies (Appointment of Legal Advisers) Act, 1974 |
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| 1969 |
Securities and Exchange Ordinance, 1969 |
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 Top |
Services by SECP
Rules |
| Date |
Title |
Download |
08-03-13 |
Public Sector Companies (Corporate Governance) Rules, 2013 |
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22-02-11 |
Securities (Leveraged Markets and Pledging) Rules, 2011 |
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22-11-08 |
Anti Money Laundering Rules, 2008 |
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03-09-05
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Takaful Rules,2005 |
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01-06-05 |
Clearing Houses (Regulation and Registration) Rules, 2005 |
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27-01-05 |
Voluntary Pension System Rules, 2005 |
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15-03-05 |
Commodity Exchange and Futures Contract Rules, 2005 |
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02-12-03 |
Single Member Private Limited Companies Rules, 2003 |
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25-07-03 |
The SECP (Appellate Bench Procedure) Rules, 2003 |
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| 01-04-2003 |
NBFC (Establishment and Regulation) Rules, 2003 (Amended up to May 25, 2012):
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| 08-08-02 |
Insurance Rules, 2002
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| 05-03-09
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- Amendments to the Insurance Rules 2002
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12-12-02 |
SEC (Insurance) Rules, 2002
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| 18-12-09 |
- Amendments in the SEC (Insurance) Rules, 2002
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| 25-06-08 |
- Amendments in SEC (Insurance) Rules, 2002.
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27-06-01 |
Balloters Transfer Agents and Underwriters Rules, 2001
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10-05-01 |
Brokers and Agents Registration Rules, 2001
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10-05-01 |
Public Companies (Employees Stock Option Scheme) Rules, 2001
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26-04-01 |
Stock Exchange Members (Inspection of Books and Record) Rules, 2001
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09-03-01 |
Members' Agents and Traders (Eligibility Standards) Rules, 2001
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28-08-00 |
Companies' Share Capital (Variation in Rights and Privileges) Rules, 2000
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14-12-99 |
Companies (Asset-Backed Securitization) Rules, 1999
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14-12-99 |
The Companies (Buy-Back of Shares) Rules, 1999
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03-08-99 |
The Companies (Rehabilitation of Sick Industrial Units) Rules, 1999
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21-10-98 |
The Companies (Audit of Cost Accounts) Rules, 1998
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26-03-97 |
The Companies (Court) Rules, 1997
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07-10-96 |
Central Depository Companies (Establishment and Regulation) Rules, 1996
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02-02-96 |
Companies (Issue of Capital) Rules, 1996
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26-02-96 |
The Employees’ Provident Fund (Investment in Listed Securities) Rules, 1996
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26-07-95 |
Credit Rating Companies Rules, 1995
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| 08-11-93 |
Companies (Management by Administrator) Rules, 1993 |
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26-09-87 |
Companies (Invitation and Acceptance of Deposits) Rules, 1987
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| 19-08-09 |
- Amendments in the Companies (Invitation and Acceptance of Deposit) Rules, 1987
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| 14-12-85 |
The Companies (General Provisions And Forms) Rules, 1985 |
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26-01-81 |
Modaraba Companies and Modaraba Rules, 1981
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12-05-09 |
- Further amendments in the Second Schedule to the Modaraba Companies and Modaraba Rules, 1981
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| 04-06-03 |
- Amendments in the Modaraba Companies and Modaraba Rules, 1981
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02-04-75 |
The Companies (Appointment of Legal Advisers) Rules, 1975
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14-05-73 |
Companies (Appointment of Trustees) Rules, 1973
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20-08-71 |
Companies Profits (Workers Participation) Rules, 1971
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| 19-03-71 |
Securities and Exchange Rules, 1971 |
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Top | Services by SECP
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| Regulations |
| Date |
Title |
Download |
21-11-08
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NBFC and NE Regulations, 2008 (Amended up to September 05, 2011):
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| 30-03-12 |
- Debt Securities Trustee Regulations, 2012
- FORM OF APPLICATION FOR SEEKIN REGISTRATION AS DEBT SECURITIES TRUSTEE
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18-06-12 |
Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012 |
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22-11-08 |
Anti Money Laundering Regulations, 2008 |
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31-12-08 |
Group Companies Registration Regulations, 2008 |
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20-08-08 |
Private Equity & Venture Capital Fund Regulations, 2008
FORMS & Schedule |
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29-08-08 |
- Listed Companies (Substantial Acquisition of Voting Shares and Take-Overs) Regulations, 2008
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| 23-06-09 |
- Amendments to the Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2008
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31-01-08 |
Real Estate Investment Trust (REIT) Regulations, 2008 |
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| 27-07-10 |
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| 16-06-10 |
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28-01-04 |
- Prudential Regulations for Modarabas, 2004
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| 02-06-08 |
- Amendments in the Prudential Regulations for Modarabas
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20-09-11
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The Companies (Registration Offices) Regulations, 2003 including amendments upto 13-6-2011.
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| 28-03-02 |
New! Code of Corporate Governance
Implementation Schedule |
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Section 34 of Securities and Exchange Ordinance, 1969
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Section 32-a and 33 of Securities and Exchange Ordinance, 1969
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Top | Services by SECP
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| Guidelines |
| Date |
Title |
Download |
23-01-10 |
Guidelines for Bancassurance, 2010 |
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09-08-06 |
Guidelines for Issue of Commercial Paper |
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00-03-05 |
Internet Trade Regulation |
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29-09-04 |
Criteria/Guidelines for recognition of bodies of professional accountants and corporate/chartered secretaries for the purpose of prescribed qualification of CFO and Company Secretary |
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18-03-04 |
Guideline on issue of shares at a discount |
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20-11-02 |
Guidelines for The Issue of Term Finance Certificates (TFCs) to General Public |
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29-06-02 |
Term Finance Certificates (TFCs) Issues (Checklist of Documents For Approval of Prospectus) |
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27-06-02 |
Equity Issues (Checklist of Documents For Approval of Prospectus/Offer For Sale Document) Revised Version |
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27-06-02 |
Guidelines for Preparation of Prospectus |
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30-03-01 |
Listed Companies (Prohibition of Insider Trading) Guidelines |
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| 07-09-94 |
Guidelines for Issue of Certificate of Musharika for Modarabas |
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Guidelines for Issue of Commercial Paper |
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Top | Services by SECP
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| Orders |
| Date |
Title |
Download |
16-11-09 |
Companies (Corporate Social Responsibility) General Order, 2009
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21-12-12 |
Synthetic & Rayon Companies (Cost Accounting Record) Order, 2012
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08-03-12 |
Chemical Fertilizer Industry (Cost Accounting Record) Order, 2012
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| 13-02-01 |
Sugar Industry (Cost Accounting Records) Order, 2001
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14-05-94 |
Cement Industry (Cost Accounting Records) Order, 1994
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| 01-11-90 |
Vegetable Ghee and Cooking Oil Companies (Cost Accounting Records) Order, 1990 |
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Top | Services by SECP
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| Directives |
| Date |
Title |
Download |
17-02-05 |
Directive under the Credit Rating Companies Rules, 1995
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07-02-03 |
Directive to Brokers on Conduct of Business
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| 18-07-02 |
Directive To Brokers / Brokerage Firms / Incorporated Brokerage House Registered Under The Broker And Agents Registration Rules 2001 |
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Top | Services by SECP
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| Repealed Rules |
| Description |
Download |
| Margin Trading Rules, 2004 |
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Companies (Amendment) Ordinance, 1984 (2009)
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Non-Banking Finance Companies and Notified Entities Regulations, 2007
| (Repealed by Non-Banking Finance Companies and Notified Entities Regulations, 2008)) |
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Venture Capital Companies and Venture Capital Fund Rules, 2001
| (Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003) |
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Leasing Companies (Establishment and Regulation) Rules, 2000
| (Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003) |
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Leasing Companies (Establishment and Regulation) Rules, 1996
| (Repealed by rule 21 of the Leasing Companies (Establishment and Regulation) Rules, 2000) |
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Asset Management Companies Rules, 1995
| (Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003) |
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Venture Capital Companies and Fund MANAGERS Rules, 1995
| (Issued under Capital Issues (Continuance of Control) Act, 1947. This was repealed by Finance Act 1995. SECP under the authority of the Companies Ordinance, 1984, issued Venture Capital Companies and Venture Capital Funds Rules, 2001) |
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CORPORATE LAW AUTHORITY RULES 1984
| (Repealed by S.R.O. 1403(I)/98) |
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Investment Companies and Investment Advisers Rules, 1971
| (Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003) |
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Insurance Act, 1938
| (Repealed by Insurance Ordinance, 2000) |
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Prudential Regulations for Non-Banking Finance Companies
| (Cancelled by Circular 15 of 2007) |
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| Prudential Regulations for Consumer Financing for Non-Banking Finance Companies
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| Prudential Regulations for NBFCS undertaking the business of leasing only, 2004
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Top | Services by SECP
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| Policies |
| Microinsurance in Pakistan: A Diagnostic Study (October 2012) |
| Pakistan Microinsurance Regulatory Framework: Consultation Paper |
| Margin Financing (Concept Paper) |
| Report of the Task Force on Corporate Tax Policy |
Top | Services by SECP
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