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Laws and Policies
 
Statute
Date Title Download
2012 Stock Exchanges (Corporatisation, Demutualization and Integration) Act, 2012

2011

Anti Money Laundering Act, 2010
2002 Listed Companies (Substantial Acquisition of Voting Shares and Take-overs) Ordinance, 2002
2000 Insurance Ordinance, 2000
1997 Securities and Exchange Commission of Pakistan Act, 1997
1997 Central Depositories Act, 1997
1984 Companies Ordinance, 1984
1980 Modaraba Companies and Modaraba (Floatation and Control) Ordinance, 1980
1974 Companies (Appointment of Legal Advisers) Act, 1974
1969 Securities and Exchange Ordinance, 1969

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Rules

Date Title Download

08-03-13

Public Sector Companies (Corporate Governance) Rules, 2013

22-02-11

Securities (Leveraged Markets and Pledging) Rules, 2011

22-11-08

Anti Money Laundering Rules, 2008

03-09-05

Takaful Rules,2005

01-06-05

Clearing Houses (Regulation and Registration) Rules, 2005

27-01-05

Voluntary Pension System Rules, 2005

15-03-05

Commodity Exchange and Futures Contract Rules, 2005

02-12-03

Single Member Private Limited Companies Rules, 2003

25-07-03

The SECP (Appellate Bench Procedure) Rules, 2003
01-04-2003

NBFC (Establishment and Regulation) Rules, 2003 (Amended up to May 25, 2012):

08-08-02 Insurance Rules, 2002
05-03-09

  • Amendments to the Insurance Rules 2002

12-12-02

SEC (Insurance) Rules, 2002
18-12-09
  • Amendments in the SEC (Insurance) Rules, 2002
25-06-08
  • Amendments in SEC (Insurance) Rules, 2002.

27-06-01

Balloters Transfer Agents and Underwriters Rules, 2001

10-05-01

Brokers and Agents Registration Rules, 2001

10-05-01

Public Companies (Employees Stock Option Scheme) Rules, 2001

26-04-01

Stock Exchange Members (Inspection of Books and Record) Rules, 2001

09-03-01

Members' Agents and Traders (Eligibility Standards) Rules, 2001

28-08-00

Companies' Share Capital (Variation in Rights and Privileges) Rules, 2000

14-12-99

Companies (Asset-Backed Securitization) Rules, 1999

14-12-99

The Companies (Buy-Back of Shares) Rules, 1999

03-08-99

The Companies (Rehabilitation of Sick Industrial Units) Rules, 1999

21-10-98

The Companies (Audit of Cost Accounts) Rules, 1998

26-03-97

The Companies (Court) Rules, 1997

07-10-96

Central Depository Companies (Establishment and Regulation) Rules, 1996

02-02-96

Companies (Issue of Capital) Rules, 1996

26-02-96

The Employees’ Provident Fund (Investment in Listed Securities) Rules, 1996

26-07-95

Credit Rating Companies Rules, 1995
08-11-93 Companies (Management by Administrator) Rules, 1993

26-09-87

Companies (Invitation and Acceptance of Deposits) Rules, 1987

19-08-09
  • Amendments in the Companies (Invitation and Acceptance of Deposit) Rules, 1987
14-12-85

The Companies (General Provisions And Forms) Rules, 1985

26-01-81

Modaraba Companies and Modaraba Rules, 1981

12-05-09

  • Further amendments in the Second Schedule to the Modaraba Companies and Modaraba Rules, 1981
04-06-03
  • Amendments in the Modaraba Companies and Modaraba Rules, 1981

02-04-75

The Companies (Appointment of Legal Advisers) Rules, 1975

14-05-73

Companies (Appointment of Trustees) Rules, 1973

20-08-71

Companies Profits (Workers Participation) Rules, 1971
19-03-71 Securities and Exchange Rules, 1971

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Regulations
Date Title Download
04-12-13 Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2008 takeover_reg
16-01-12 Companies (Investment in Associated Companies or Associated Undertakings Regulations), 2012 undertaking_reg
21-11-08 NBFC and NE Regulations, 2008 (Amended up to September 05, 2011):
30-03-12 Debt Securities Trustee Regulations, 2012
Form of Application for Seeking Registration as Debt Securities Trustee
18-06-12 Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012 dOwNlOaD
22-11-08 Anti Money Laundering Regulations, 2008
31-12-08 Group Companies Registration Regulations, 2008
20-08-08 Private Equity & Venture Capital Fund Regulations, 2008
Forms and Schedule

31-01-08 Real Estate Investment Trust (REIT) Regulations, 2008
27-07-10
16-06-10
28-01-04
02-06-08
20-09-11 The Companies (Registration Offices) Regulations, 2003 [Including Amendments upto 13-6-2011]
28-02-14 Code of Corporate Governance, 2012 (Revised)
Implementation Schedule

  Section 34 of Securities and Exchange Ordinance, 1969  
   
   
   
   
  Section 32-a and 33 of Securities and Exchange Ordinance, 1969  
   

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Guidelines
Date Title Download

23-01-10

Guidelines for Bancassurance, 2010

09-08-06

Guidelines for Issue of Commercial Paper

00-03-05

Internet Trade Regulation

29-09-04

Criteria/Guidelines for recognition of bodies of professional accountants and corporate/chartered secretaries for the purpose of prescribed qualification of CFO and Company Secretary

18-03-04

Guideline on issue of shares at a discount

20-11-02

Guidelines for The Issue of Term Finance Certificates (TFCs) to General Public

29-06-02

Term Finance Certificates (TFCs) Issues (Checklist of Documents For Approval of Prospectus)

27-06-02

Equity Issues (Checklist of Documents For Approval of Prospectus/Offer For Sale Document) Revised Version

27-06-02

Guidelines for Preparation of Prospectus

30-03-01

Listed Companies (Prohibition of Insider Trading) Guidelines
07-09-94 Guidelines for Issue of Certificate of Musharika for Modarabas
  Guidelines for Issue of Commercial Paper

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Orders
Date Title Download

16-11-09

Companies (Corporate Social Responsibility) General Order, 2009

21-12-12

Synthetic & Rayon Companies (Cost Accounting Record) Order, 2012

08-03-12

Chemical Fertilizer Industry (Cost Accounting Record) Order, 2012
13-02-01 Sugar Industry (Cost Accounting Records) Order, 2001

14-05-94

Cement Industry (Cost Accounting Records) Order, 1994
01-11-90 Vegetable Ghee and Cooking Oil Companies (Cost Accounting Records) Order, 1990

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Directives
Date Title Download
13-01-14 Revised Code of Conduct for Credit Rating Companies (CRAs)

07-02-03

Directive to Brokers on Conduct of Business
18-07-02 Directive To Brokers / Brokerage Firms / Incorporated Brokerage House Registered Under The Broker And Agents Registration Rules 2001

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Repealed Rules
Description Download
Margin Trading Rules, 2004
Companies (Amendment) Ordinance, 1984 (2009)
(Lapsed)
Non-Banking Finance Companies and Notified Entities Regulations, 2007
(Repealed by Non-Banking Finance Companies and Notified Entities Regulations, 2008))
Venture Capital Companies and Venture Capital Fund Rules, 2001
(Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003)
Leasing Companies (Establishment and Regulation) Rules, 2000
(Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003)
Leasing Companies (Establishment and Regulation) Rules, 1996
(Repealed by rule 21 of the Leasing Companies (Establishment and Regulation) Rules, 2000)
Asset Management Companies Rules, 1995
(Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003)
Venture Capital Companies and Fund MANAGERS Rules, 1995
(Issued under Capital Issues (Continuance of Control) Act, 1947. This was repealed by Finance Act 1995. SECP under the authority of the Companies Ordinance, 1984, issued Venture Capital Companies and Venture Capital Funds Rules, 2001)
CORPORATE LAW AUTHORITY RULES 1984
(Repealed by S.R.O. 1403(I)/98)
Investment Companies and Investment Advisers Rules, 1971
(Repealed by rule 86 of the Non-banking Finance Companies (Establishment and Regulation) Rules, 2003)
Insurance Act, 1938
(Repealed by Insurance Ordinance, 2000)
Prudential Regulations for Non-Banking Finance Companies
(Cancelled by Circular 15 of 2007)
Prudential Regulations for Consumer Financing for Non-Banking Finance Companies
(Lapsed)
Prudential Regulations for NBFCS undertaking the business of leasing only, 2004
(Lapsed)

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Policies
Microinsurance in Pakistan: A Diagnostic Study (October 2012)
Pakistan Microinsurance Regulatory Framework: Consultation Paper
Margin Financing (Concept Paper)
Report of the Task Force on Corporate Tax Policy

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