Securities & Exchange Commission of Pakistan
   
 
 
 
     
ABOUT US
SECP ACT 1997
ORGANIZATION
THE Policy board
THE COMMISSION
THE COMMISSION secretariat
legal department
divisions
company law
securities market
specialized companies
finance and admin
hr and training
insurance
is&T
 
senior management
management directory
company registeration offices
organizational chart (Pdf)
   
BILATERAL AGREEMENTS
INTERNATIONAL MEMBERSHIPS

 

 

The Registration Department is responsible for administration of the Companies Ordinance 1984, and the rules and regulations made there under along with other relevant laws. Its primary functions include registration of companies, regulating their statutory functions, and monitoring of corporate compliance through examination of statutory returns and accounts. These functions are performed by the eight regional offices of the SECP, the Company Registration Offices (CROs). The Registration Department supervises, coordinates, and monitors the workings of the CROs. The Department is headed by Executive Director.

registration department
   
about the department
laws administered by the department
list of laws
draft amendments
in progress
Enforcement
market developments
information for promoters
   
enforcement department

list of laws

statute

rules

regulations

GUIDELINES

STATUTE

2006

Amendment in the Securities and Exchange Ordinance XVII of 1969 through Finance Bill 2006

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2002

Companies (Second Amendment) Ordinance,2002-Part VIII-A Non Banking Finance Companies Provisions as to Establishment and Regulations of Non-Banking Finance Companies

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2002

Listed Companies (Substantial Acquisition of Voting Shares and Take-overs) Ordinance, 2002

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2002

Companies (Amendment) Ordinance, 2002

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2000

Insurance Ordinance, 2000

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1999

Companies (Amendment) Act, 1999

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1999

Amendments to the Ordinance XLVII of 1984, Ordinance XXXI of 1980, and Act XLII of 1997

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1997

Securities and Exchange Commission of Pakistan Act, 1997

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1997

Central Depositories (Amendment) Act, 1997

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1997

Central Depositories Act, 1997

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1984

Companies Ordinance, 1984

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1980

Modaraba Companies and Modaraba (Floatation and Control) Ordinance, 1980

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1974

Companies (Appointment of Legal Advisers) Act, 1974

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1969

Securities and Exchange Ordinance, 1969

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RULES

Jan 05, 2007

Amendments in the Companies (General Provisions and Forms) Rules, 1985

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Sep 03, 2005

Takaful Rules,2005

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June 01, 2005

Clearing Houses (Regulation and Registration) Rules, 2005

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Jan. 27, 2005

Voluntary Pension System Rules, 2005

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Jun. 30, 2004

Margin Trading Rules, 2004 [MS Word Version]

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Dec. 02, 2003

Single Member Private Limited Companies) Rules, 2003 [MS Word Version]

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Jul. 25, 2003

The Securities and Exchange Commission of Pakistan (Appellate Bench Procedure) Rules, 2003.

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Jun. 04, 2003

Amendments in the Modaraba Companies and Modaraba Rules, 1981

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April. 1, 2003

Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003

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Dec. 12, 2002

Securities and Exchange Commission (Insurance) Rules, 2002

     

June 27, 2001

Balloters Transfer Agents and Underwriters Rules, 2001

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May 10, 2001

Brokers and Agents Registration Rules, 2001

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May 10, 2001

Public Companies (Employees Stock Option Scheme) Rules, 2001

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April 26, 2001

Stock Exchange Members (Inspection of Books and Record) Rules, 2001

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Mar. 09, 2001

Members' Agents and Traders (Eligibility Standards) Rules, 2001

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Feb. 27, 2001

Venture Capital Companies and Venture Capital Funds Rules, 2001

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Oct. 18, 2000

Leasing Companies (Establishment and Regulation) Rules, 2000

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Aug. 28, 2000

Companies' Share Capital (Variation in Rights and Privileges) Rules, 2000

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Dec. 14, 1999

Companies (Asset-Backed Securitization) Rules, 1999

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Dec. 14, 1999

The Companies (Buy-Back of Shares) Rules, 1999

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Aug. 03, 1999

The Companies (Rehabilitation of Sick Industrial Units) Rules, 1999

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Oct 21, 1998

The Companies (Audit of Cost Accounts) Rules, 1998

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Oct 07, 1996

Central Depository Companies (Establishment and Regulation) Rules, 1996

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Feb. 02,1996

Companies (Issue of Capital) Rules, 1996

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Feb. 26,1996

The Employees’ Provident Fund (Investment In Listed Securities) Rules, 1996

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July. 26, 1995

Credit Rating Companies Rules, 1995

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May. 15,1995

Asset Management Companies Rules, 1995

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Sep. 26, 1987

Companies (Invitation and Acceptance of Deposits) Rules, 1987

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Dec 14, 1985

The Companies (General Provisions And Forms) Rules, 1985

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 Forms

Mar. 12, 1981

Investment Companies and Investment Advisers Rules, 1971

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Jan. 26, 1981

Modaraba Companies and Modaraba Rules, 1981

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April 02, 1975

The Companies (Appointment of Legal Advisers) Rules, 1975

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Mar 19, 1971

Securities and Exchange Rules, 1971

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REGULATIONS

Oct 26,2005

Listing Regulations of KSE

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Sep 28,2005

General Rules & Regulation

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Sep 09,2005

Regulations Governing Futures Contract

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Aug 22,2005

CFS Regulations

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Aug 10,2005

Members Default and Procedure for Recovery of Losses Regulations

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Aug 10,2005

Regulations Governing Member’s Exposure

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Mar 09,2005

Regulations Governing OTC Market

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Dec 08,2004

Proprietary Trading Regulations

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Oct 26,2004