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The
Law Division of the Securities and Exchange Commission is headed by S. Tariq Asaf Husain Commissioner (Legal). Law Division has been given the mandate for ensuring risk management of the affairs of SECP. |
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| Objective |
The Law Division ensures that all legal services are performed with the highest integrity and in accordance with the finest ethical standards of the legal profession for achieving the statutory mandate of SECP. |
| Organizational Structure |
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| Functional Profile |
Law Division comprises of three wings:
Advisory Wing
The Advisory and Adjudication Wing provides impartial legal advice to the operational divisions and departments of the SECP. Sometimes Federal Government also refers certain advisory work to the SECP for seeking its expertise in corporate and financial matters. The Wing is also responsible for vetting and drafting of the orders, notifications, circulars, notices, contracts, memoranda of understanding and working papers.
Litigation Wing
The Litigation Wing manages litigation for and on behalf of SECP. In this regard, the Litigation Wing is assisted by the operational division and department of the SECP to which the matter relates.
Legislation Wing
SECP, at the moment, is administering more than 46 primary and secondary laws. The Legislation Wing is entrusted with drafting/amending and vetting legislation for the SECP. In addition, the Wing may also be referred legislation for drafting and/or vetting from the Federal Government.
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| Laws Administered |
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Sep
03, 2005
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Takaful Rules,2005
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Download
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June 01, 2005
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Clearing
Houses (Regulation and Registration) Rules, 2005
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Download
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Jan.
27, 2005
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Voluntary Pension
System Rules, 2005
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Download
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Jun. 30, 2004
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Margin Trading Rules,
2004 [MS Word Version]
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Download
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Dec. 02, 2003
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Single
Member Private Limited Companies) Rules, 2003 [MS Word Version]
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Download
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Jul. 25, 2003
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The
Securities and Exchange Commission of Pakistan (Appellate Bench
Procedure) Rules, 2003.
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Download
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April. 1, 2003
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Non-Banking
Finance Companies (Establishment and Regulation) Rules, 2003
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Download
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Dec. 12, 2002
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Securities and
Exchange Commission (Insurance) Rules, 2002
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Download |
June 27, 2001
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Balloters
Transfer Agents and Underwriters Rules, 2001
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Download
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May 10, 2001
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Brokers
and Agents Registration Rules, 2001
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Download
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May 10, 2001
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Public
Companies (Employees Stock Option Scheme) Rules, 2001
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Download
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April 26, 2001
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Stock
Exchange Members (Inspection of Books and Record) Rules, 2001
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Download
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Mar. 09, 2001
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Members'
Agents and Traders (Eligibility Standards) Rules, 2001
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Download
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Aug. 28, 2000
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Companies' Share Capital
(Variation in Rights and Privileges) Rules, 2000
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Download
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Dec. 14, 1999
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Companies
(Asset-Backed Securitization) Rules, 1999
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Download
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Dec. 14, 1999
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The
Companies (Buy-Back of Shares) Rules, 1999
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Download
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Aug. 03, 1999
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The
Companies (Rehabilitation of Sick Industrial Units) Rules, 1999
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Download
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Oct 21, 1998
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The
Companies (Audit of Cost Accounts) Rules, 1998
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Download
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Oct 07, 1996
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Central
Depository Companies (Establishment and Regulation) Rules, 1996
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Download
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Feb. 02,1996
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Companies
(Issue of Capital) Rules, 1996
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Download
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Feb. 26,1996
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The Employees’ Provident Fund
(Investment In Listed Securities) Rules, 1996
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Download
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July. 26, 1995
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Credit
Rating Companies Rules, 1995
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Download
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Sep. 26, 1987
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Companies (Invitation and
Acceptance of Deposits) Rules, 1987
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Download
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Dec 14, 1985
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The Companies (General
Provisions And Forms) Rules, 1985
| Forms
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Download
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Jan. 26, 1981
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Modaraba
Companies and Modaraba Rules, 1981
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Download
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April 02, 1975
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The
Companies (Appointment of Legal Advisers) Rules, 1975
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Download
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Mar 19, 1971
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Securities
and Exchange Rules, 1971
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Download
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| DEC 31,2008 |
Group Companies Registration Regulations, 2008 |
Download |
| NOV 21,2008 |
Non-Banking Finance Companies and Notified Entities Regulations, 2008 |
Download
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| AUG 20,2008
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Private Equity & Venture Capital Fund Regulations, 2008 | FORMS & SCHEDULE |
Download
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| AUG 29,2008 |
Listed Companies (Substantial Acquisition of Voting Shares and Take-Overs)
REGULATIONS, 2008 |
Download |
Sep 09,2003
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The
Companies (Registration Offices) Regulations, 2003
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Download
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