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Warnings
From Date
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Date
Title
17/01/2012
Warning letter, dated January 17, 2012 issued to Mr. Muhammad Salman Yousuf with respect to wash trades in various scrips
03/01/2012
. "Warning letter issued to AMCAP Securities with respect to blank sales in the scrip of Bank of Punjab Ltd."
03/01/2012
"Warning letter issued to DJM Securities with respect to Wash Trades in various scrips"
03/01/2012
"Warning letter issued to KASB Securities with respect to Wash Trades in various scrips"
22/12/2011
Warning Letter dated December 22, 2011 issued to Mr. Zahid Razzak Chaudhry with respect to Wash Trades in various scrip
22/12/2011
Warning Letter dated December 22, 2011 issued to Live Securities Limited with respect to Wash Trades in various scrip
22/12/2011
Warning Letter dated December 22, 2011 issued to ACE Securities (Pvt.) Limited with respect to Wash Trades in various scrip
22/12/2011
Warning Letter dated December 22, 2011 issued to Mr. Adnan Ahmed Qadri with respect to Wash Trades in the scrip of Sonari Bank Limited
21/12/2011
Warning Letter dated December 21, 2011 issued to First Capital Equities Limited with respect to violation of Code of Conduct set forth under the third schedule of Brokers and Agents Registration Rules, 2001
21/12/2011
Warning letter issued to Mr. Sarwar Shahab, Director Nadeem Textile Mills Limited, for late filing of return of beneficial ownership
21/12/2011
Warning letter issued to Mrs. Anam Omar, Director Nadeem Textile Mills Limited, for late filing of return of beneficial ownership.
21/12/2011
Warning Letter dated December 21, 2011 issued to Progressive Securities (Pvt.) Limited with respect to Blank Sales in the scrip of National Bank of Pakistan and Fauji Fertilizer Bin Qasim Limited
16/08/2011
Warning letter issued to Chief Executive Officer of Fatima Fertilizer Company Limited in respect of Listing Regulations of Karachi Stock Exchange (Guarantee) Limited
11/07/2011
Warning letter issued to Equity Master Securities (Pvt.) Ltd ., dated July 11, 2011 with respect to blank sales in the scrip of Japan Power Generation Limited ("JPGL")
11/07/2011
Warning letter issued to Pearl Capital Management (Private)Ltd., dated July 11, 2011 with respect to blank sales
11/07/2011
Warning letter issued to Amcap Securities (Pvt.) Ltd., dated July 11, 2011 with respect to blank sales in the scrip of DGKC
08/07/2011
Warning letter issued to Jamshaid & Hasan Securities (Pvt.) Ltd., dated July 08, 2011 with respect to blank sales in the scrip of DSFL and KESC
30/06/2011
Warning letter issued to Mr. Hamayun N. Shaikh, Director of Agritech Limited for late filing of return of beneficial ownership
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