01/01/2016 - 05/03/2016
Date Title Download
27/04/2016 Order 05 24 2001
27/04/2016 Order aug 28 2001
27/04/2016 Order sep 12 2001
27/04/2016 Order apr 11 2 2002
27/04/2016 Order july 15 COT 2005
27/04/2016 Order Eastern Capital 2008
27/04/2016 Order Nadeem Ghaffar 2008
27/04/2016 Order Noor A Qadir 58 2008
27/04/2016 Order Noor AQadir 59 2008
27/04/2016 37 Order Suspension UIN MRA Securities Client 2015
13/02/2019 Order 4 of 2018
07/08/2019 IGI Life Insurance Limited dated March 27, 2019 under Regulation 6(3)(a), Regulations 6(3)(b), Regulation 9(4)(a), Regulation 9(4)(b) and Regulation 19 of the Anti-Money Laundering and Countering Financing of Terrorism Regulations, 2018 read with Section 40A of the Securities and Exchange Commission of Pakistan Act, 1997
07/08/2019 EFU General Insurance Limited dated April 30, 2019 under Regulation 3(1)(a), Regulations 3(2(a), Regulation 4(a), Regulation 6(2), Regulation 6(3)(a), Regulation 6(4), Regulation 9(3), Regulation 9(4)(b), Regulation 9(4)(c), Regulation 13, Regulation 14(1), Regulation 15(1) and Regulation 15(2) of the Anti-Money Laundering and Countering Financing of Terrorism Regulations, 2018 read with Section 40A of the Securities and Exchange Commission of Pakistan Act, 1997
07/08/2019 Trafco Insurance Company Limited dated July 22, 2019 under S.R.O. 245(I)/2019 read with Section 40A of the Securities and Exchange Commission of Pakistan Act, 1997
07/08/2019 Pakistan Mutual Insurance Company (Guarantee) Limited dated July 24, 2019 under S.R.O. 245(I)/2019 read with Section 40A of the Securities and Exchange Commission of Pakistan Act, 1997
07/08/2019 HBL Asset Management Limited – Order dated 8-Feb-2019 in the matter of Show Cause Notice under section 40A of the Securities and Exchange Commission of Pakistan Act, 1997 and Section 282J(1) read with section 282M(1) of the Companies Ordinance, 1984 for violations of Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
07/08/2019 Order Abbasi Securities
07/08/2019 Order BIPL Securities
07/08/2019 Order Zafar Securities
07/08/2019 Order Zahid Latif Khan Securities
07/08/2019 Cassim Investment (pvt) ltd 23-05-19
07/08/2019 Order Elixir Securities
08/08/2019 East West Insurance Company Limited dated July 29, 2019 under S.R.O. 245(I)/2019 read with Section 40A of the Securities and Exchange Commission of Pakistan Act, 1997
20/08/2019 IGI Life Insurance Limited dated March 27, 2019 under Regulation 6(3)(a), Regulations 6(3)(b), Regulation 9(4)(a), Regulation 9(4)(b) and Regulation 19 of the Anti-Money Laundering and Countering Financing of Terrorism Regulations, 2018 read with Section 40A of the Securities and Exchange Commission of Pakistan Act, 1997
20/08/2019 Jubilee Life Insurance Limited dated April 3, 2019 under Regulation 3(1)(a), Regulation 3(d), Regulation 6(5)(a), Regulation 6(8), Regulation 14(4) and Regulation 14(6) of the Anti-Money Laundering and Countering Financing of Terrorism Regulation, 2018 read with Section 40(A) of the SECP Act 1997
20/08/2019 EFU General Insurance Limited dated April 30, 2019 under Regulation 3(1)(a), Regulations 3(2(a), Regulation 4(a), Regulation 6(2), Regulation 6(3)(a), Regulation 6(4), Regulation 9(3), Regulation 9(4)(b), Regulation 9(4)(c), Regulation 13, Regulation 14(1), Regulation 15(1) and Regulation 15(2) of the Anti-Money Laundering and Countering Financing of Terrorism Regulations, 2018 read with Section 40A of the Securities and Exchange Commission of Pakistan Act, 1997
20/08/2019 Jubilee Life Insurance Limited dated July 18, 2019 Review under Section 32-B of the Securities and Exchange Commission of Pakistan Act, 1997 against Order dated April 3, 2019 in the matter of Show Cause Notice under Regulation 3(1)(a), Regulation 3(d), Regulation 6(5)(a), Regulation 6(8), Regulation 14(4) and Regulation 14(6) of the Anti-Money Laundering and Countering Financing of Terrorism Regulation, 2018 read with Section 40(A) of the SECP Act 1997
02/09/2019 Order IGI Finex Securities
12/09/2019 Order-Pearl Securities
12/09/2019 Order Intermarket
12/09/2019 Order WE Financial Services ltd
12/09/2019 Order Ismail Iqbal Securities (Pvt) Ltd
13/09/2019 ABL Asset Management Order 05.08.2019
13/09/2019 Al-Meezan Investment Management Order 05.08.2019
16/10/2019 Order First Capital Equities Limited
17/10/2019 Order HBLAMC
17/10/2019 Order NBPF
17/10/2019 Order POAMC
12/11/2019 National Investment Trust Limited – Order dated 06-Sep-2019 in the matter of Show Cause Notice under section 40A of the Securities and Exchange Commission of Pakistan Act, 1997 for violation of various provisions of the Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
12/11/2019 UBL Fund Managers Limited – Order dated 10-Oct-2019 in the matter of Show Cause Notice under section 282J (1) read with section 282M(1) of the Companies Ordinance, 1984 for violation of various provisions of the Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
17/12/2019 Order Modaraba Al-Mali (MAM) us 40a
19/12/2019 Order Habib Metropolitan Modaraba Management Company (Pvt) Ltd us 40a
20/12/2019 Order E.A. Management (Pvt) Ltd us 40a
20/12/2019 Order Fidelity Capital Management (Pvt) Ltd us 40a
20/12/2019 Order Habib Metropolitan Modaraba Management Company (Pvt) Ltd us 40a
23/12/2019 Order Al-Noor Modaraba Management (Pvt) Ltd us 40A
23/12/2019 Order UDL Modaraba Management (Pvt) Ltd us 40a
30/12/2019 Order ORIX Services of Pakistan (Pvt) Ltd us 40a
01/01/2020 Order Pasha Securities (Pvt) Limited
01/01/2020 Order Shajar Capital Pakistan (Pvt) Limited
01/01/2020 Order Muhammad Tariq Moti Securities (Pvt) Limited
02/01/2020 Order Security Investment Bank Limited
03/01/2020 Order Market 786 (Pvt) Limited
03/01/2020 Order BMA Asset Management Company Limited
03/01/2020 Order TPL Life Insurance Limited
06/01/2020 Order Patel Securities (Pvt) Limited
06/01/2020 Order Time Securities (Pvt) Limited
07/01/2020 Order BIPL Securities Limited us 40a
08/01/2020 Order Saath Microfinance Foundation Pakistan
08/01/2020 Order The Co-operative Insurance Society of Pakistan Ltd
10/01/2020 Order ABL Asset Management Limited
14/01/2020 Order Premier Insurance Limited us 40a
15/01/2020 Order HBL Asset Management Limited
17/01/2020 Order Zahid Latif Khan Securities Pvt. Limited
24/01/2020 Order Adam Securities Limited us 40a
24/01/2020 Order Darson Securities (Pvt) Limited
30/01/2020 Order Adamjee Life Assurance Co. Limited
06/03/2020 Order S.D Mirza Securities (Pvt) Limited
06/03/2020 Order EFU Life Assurance Limited
06/03/2020 Order Standard Capital Securities (Pvt) Limited
06/03/2020 Order Summit Capital Private Limited
06/03/2020 Order Dawood Family Takaful Limited
09/03/2020 Order IGI Finex Securities Limited us 40a
09/03/2020 Order Alfa Adhi Securities (Pvt) Limited
09/03/2020 Order JS Investment Management Limited
09/03/2020 Order EFU General Insurance Limited
09/03/2020 Order Amer Securities Pvt. Limited
10/03/2020 Order Oriental Securities Pvt. Limited
10/03/2020 Order Adeel & Nadeem Securities Pvt. Limited
12/03/2020 Order Ghani Osman Securities Pvt. Limited us 40a
12/03/2020 Order SAFCO Support Foundation
13/03/2020 Order ABL Asset Management Limited
13/03/2020 Order Continental Insurance Company Limited
16/03/2020 Order The Pakistan Mutual Insurance Co. (Guarantee) Limited
16/03/2020 Order Reliance Insurance Company Limited
16/03/2020 Order Askari Securities Limited
17/03/2020 Order Abbasi & Company Pvt. Limited
20/03/2020 Order Habib Metropolitan Financial Services Limited us 40a
20/03/2020 Order Habib Metropolitan Financial Services Ltd
20/03/2020 Order B&B Securities (Pvt) Limited
20/03/2020 Order AL Habib Capital Markets (Private) Limited us 40a
20/03/2020 Order Pak Qatar Family Takaful Limited
24/03/2020 Order Backers & Partners (Pvt) Limited
24/03/2020 Order Jubilee Life Insurance Co. Limited
24/03/2020 Order Askari Life Assurance Co. Limited
25/03/2020 Order Askari General Insurance Co. Ltd
26/03/2020 Order Jubilee General Insurance Company Limited
30/03/2020 Order Axis Global Limited
03/04/2020 Order Al Habib Capital Markets Private Limited
03/04/2020 Order Al Habib Capital Markets (Pvt) Limited us 40a
21/04/2020 Order East West Insurance Co. Limited
21/04/2020 Order Asad Mustafa Securities (Pvt) Limited
21/04/2020 Order AML Regulations-Float Securities (Pvt) Limited
21/04/2020 Order AML Regulations-Foundation Securities (Pvt) Limited
21/04/2020 Akhuwat Islamic Microfinance
21/04/2020 Order Fawad Yusuf Securities (Pvt) Limited
24/04/2020 Order AML Regulations-First Equity Modaraba
24/04/2020 Order First Equity Modaraba
29/05/2020 Order Faysal Asset Management Limited
09/06/2020 Order Fair Edge Securities Pvt. Limited
07/07/2020 Order First Choice Securities Pvt. Limited us 40a
13/07/2020 Order HBL Asset Management Limited
13/07/2020 Order Rural Community Development Programmes
17/07/2020 Order Axis Global Limited
04/09/2020 Order UBL Fund Managers
29/01/2021 Order 128 Securities (Pvt.) Ltd.
29/01/2021 Order Dr. Arslan Razaque Securities (Pvt.) Limited
29/01/2021 Order Bridge Securities (Pvt.) Limited
29/01/2021 Order Fair Edge Securities (Pvt.) Limited
29/01/2021 Order DJM Securities (Pvt.) Limited
29/01/2021 Order Fair Edge Securities (Pvt.) Limited
29/01/2021 Order Tannu Securities (Pvt.) Limited
29/01/2021 Order M. Salim Kasmani Securities (Pvt.) Limited
29/01/2021 Order Icon Capital Management (Pvt.) Limited
29/01/2021 Order Highland Securities (Pvt.) Limited
29/01/2021 Order Highland Securities (Pvt.) Limited
29/01/2021 Order H.P Byramji & Co. (Pvt.) Limited
29/01/2021 Order Growth Securities (Pvt.) Limited
29/01/2021 Order General Investment & Securities (Pvt.) Limited
29/01/2021 Order First Choice Securities Limited
29/01/2021 Order Falki Capital (Pvt.) Limited
29/01/2021 Order AKD Securities Limited
29/01/2021 Order ACM Global (Pvt.) Limited
29/01/2021 Order Bridge Securities (Pvt.) Limited
02/02/2021 Order Ample Securities (Pvt.) Limited
02/02/2021 Order Arif Habib Limited
02/02/2021 Order Fikrees (Pvt.) Limited
02/02/2021 Order General Investment & Securities (Pvt.) Limited
02/02/2021 Order Inveslink Capital (Pvt.) Limited
02/02/2021 Order JS Global Capital Limited
02/02/2021 Order M/s. Maniar Financials (Pvt.) Limited
02/02/2021 Order Rahat Securities Limited
02/02/2021 Order Sherman Securities (Pvt.) Limited
02/02/2021 Order Time Securities (Pvt.) Limited
02/02/2021 Order Topline Securities Limited
02/02/2021 Order TS Securities (Pvt.) Limited
08/06/2021 Adamjee Insurance Company Limited
08/06/2021 Order – Asad Mustafa Securities (Pvt.) Limited
08/06/2021 Order State Life Insurance Corporation of Pakistan
10/06/2021 Order – A.I Securities (Pvt.) Limited
10/06/2021 Order – ASA Stocks (Pvt.) Limited
10/06/2021 Order – ASDA Securities (Pvt.) Limited
10/06/2021 Order – Dattoo Securities (Pvt.) Limited
10/06/2021 Order – Eleven Star Securities (Pvt.) Limited
10/06/2021 Order – Fikree’s (Pvt.) Limited
10/06/2021 Order – First National Equities Limited
10/06/2021 Order – First Street Capital (Pvt.) Limited
10/06/2021 Order – Horizon Securities Limited
10/06/2021 Order – Interactive Securities (Pvt.) Limited
10/06/2021 Order – Khawaja Securities (Pvt.) Limited
10/06/2021 Order – Kosmopolitan Securities (Pvt.) Limited
10/06/2021 Order – MGM Securities (Pvt.) Limited
10/06/2021 Order – NAEL Capital (Pvt.) Limited
10/06/2021 Order – NEXT Capital Securities Limited
10/06/2021 Order – SAAO Capital (Pvt.) Limited
10/06/2021 Order – Taurus Securities Limited
10/06/2021 Order dated 12-11-2020 – Atlas Asset Management Company Limited
10/06/2021 Order dated 16-10-2020 – Arif Latif Securities (Pvt.) Limited
10/06/2021 Order dated 21-12-2020 – Riaz Ahmed Securities (Pvt.) Limited
10/06/2021 Order dated 22-12-2020 – M.M Securities (Pvt.) Limited
10/06/2021 Order dated 22-12-2020 – Salman Majeed Securities (Pvt.) Limited
10/06/2021 Order dated 23-12-2020 – Zillion Capital Securities (Pvt.) Limited
10/06/2021 Order dated 28-12-2020 – Millennium Brokerage (Pvt.) Ltd.
10/06/2021 Order dated 28-12-2020 – Progressive Investment Management (Pvt.) Limited
10/06/2021 Order dated 28-12-2020 – Zafar Moti Capital Securities (Pvt.) Limited
10/06/2021 Order dated 31-12-2020 – Galaxy Capital Securities (Pvt.) Limited
10/06/2021 Order dated 31-12-2020 – Spectrum Securities Limited
10/06/2021 Order dated 31-12-2020 – We Financial Services Limited
15/06/2021 Order dated 22-03-2021 – Askari Life Assurance Co. Limited
15/06/2021 Order dated 29-02-2021 – State Life Insurance Corporation of Pakistan
07/07/2021 Order 26-03-2021 – Value Stock and Commodities (Pvt.) Limited
13/07/2021 Order dated 07-01-2021 – CAMCO (Pvt.) Limited
13/07/2021 Order dated 08-01-2021 – BMA Capital Management Limited
13/07/2021 Order dated 07-01-2021 – Friendly Securities (Pvt.) Limited
13/07/2021 Order dated 08-01-2021 – BMA Capital Management Limited (2)
13/07/2021 Order dated 08-01-2021 – BMA Capital Management Limited (3)
13/07/2021 Order dated 08-01-2021 – Shajar Capital Pakistan (Pvt.) Limited
13/07/2021 Order dated 12-01-2021 – Bawa Securities (Pvt.) Limited
13/07/2021 Order dated 18-01-2021 – Asian Securities (Pvt.) Ltd.
13/07/2021 Order dated 19-02-2021 – Brains Securities (Pvt.) Limited
13/07/2021 Order dated 18-01-2021 – FDM Capital Securities (Pvt.) Limited
13/07/2021 Order dated 18-01-2021 – R.T Securities (Pvt.) Limited
13/07/2021 Order dated 20-1-2021 – Zafar Securities (Pvt.) Limited
13/07/2021 Order dated 21-01-2021 – Spinzer Equities (Pvt.) Limited
13/07/2021 Order dated 22-03-2021 – Sakarwala Capital Securities (Pvt.) Limited
13/07/2021 Order dated 23-02-2021 – Zafar Securities (Pvt.) Limited
07/07/2022 Friendly Securities (Pvt) Limited Order dated 13-Jan-2021 – redacted version
07/07/2022 GMI Capital Securities (Pvt) Limited Order dated 26-Mar-21 – redacted version
07/07/2022 Iqbal Usman Kodvavi Securities (Pvt.) Limited Order dated 22-Mar-21 – redacted version
07/07/2022 Javed Iqbal Securities (Pvt) Limited Order dated 18-Feb-21 – redacted version
07/07/2022 Lakhani Securities (Pvt) Limited Order dated 26-Mar-21 – redacted version
07/07/2022 Mayari Securities (Pvt) Limited Order dated 18-Mar-21 – redacted version
07/07/2022 Moonaco Securities (Pvt) Limited Order dated 26-Mar-21 – redacted version
07/07/2022 N.U.A Securities (Pvt) Limited Order dated 22-Mar-21 – redacted version
07/07/2022 Punjab Capital Securities (pvt) Limited Order dated 6-Jan-21 – redacted version
07/07/2022 Q. Ain Khanani Securities (Pvt) Limited Order dated 21-Jan-21 – redacted version
02/08/2022 Abbasi & Company (Pvt) Limited Order dated March 18, 2022 – Redacted Version
02/08/2022 Insight Securities (Pvt.) Limited Order dated June 23, 2021 – Redacted version
02/08/2022 Tariq Vohra Securities (Pvt.) Limited Order dated May 3, 2021 – Redacted Version
02/08/2022 Ayub Chaudhry Investments (Pvt.) Ltd Order dated March 18, 2022 – redacted Version
02/08/2022 Dawood Equities Limited Order dated May 24, 2022
02/08/2022 First Equity Modaraba Order dated May 31, 2022 – redacted version
02/08/2022 Rafi Securities (Pvt.) Limited Order dated May 17, 2021 – redacted Version
02/08/2022 Shaffi Securities (Pvt.) Limited Order dated 30-Jul-21 – redacted version
04/08/2022 Salim Sozer Securities (Pvt.) Limited Order dated May 9, 2022 – redacted version
04/08/2022 Surmawala Securities (Pvt.) Limited Order dated May 20, 2022 – redacted version
15/08/2022 786 Investments Limited Order dated April 20, 2022
15/08/2022 Adamjee Life Assurance Company Limited Order dated May 23, 2022
15/08/2022 Al-Meezan Investment Management Limited Order dated May 28, 2022
15/08/2022 Allianz EFU Health Insurance Limited Order dated April 7, 2022 – redacted version
15/08/2022 Chubb Insurance Pakistan Limited Order dated November 30, 2021
15/08/2022 First Capital Investments Limited Order dated April 20, 2022
15/08/2022 IGI General Insurance Limited Order dated September 24, 2021
15/08/2022 National Insurance Company Limited Order dated May 23, 2022
15/08/2022 SAZ Capital Securities (Pvt.) Limited Order dated April 28, 2021
15/08/2022 Tannu Securities (Pvt.) Limited Order dated July 15, 2021
15/08/2022 The Cooperative Insurance Society of Pakistan Limited Order dated April 12, 2022
15/08/2022 Topline Securities Limited Order dated November 18, 2021
15/08/2022 TPL Life Insurance Limited Order dated July 8, 2021
15/08/2022 Zafar Moti Capital Securities (Pvt.) Limited Order dated June 3, 2021
06/09/2022 A.I Securities (Pvt.) Limited Order dated July 5, 2021
06/09/2022 Aba Ali Habib Securities (Pvt.) Limited Order dated June 3, 2021
06/09/2022 AKD Securities Limited Order dated April 28, 2022
06/09/2022 AKD Securities Limited Order dated July 30, 2021
06/09/2022 Apex Capital Securities (Pvt.) Limited Order dated April 28, 2021
06/09/2022 BIPL Securities Limited Order dated July 23, 2021
06/09/2022 Gul Dhami Securities (Pvt.) Limited Order dated July 30, 2021
06/09/2022 Hamza Fahad Securities (Pvt.) Limited Order dated August 5, 2021
06/09/2022 Memon Securities (Pvt.) Limited Order dated April 28, 2021
06/09/2022 Muhammad Ashfaq Hussain Securities (Pvt.) Limited Order dated May 7, 2022
06/09/2022 Networth Securities Limited Order dated August 4, 2021
07/09/2022 Adamjee Life Assurance Company Limited Order dated May 23, 2022
07/09/2022 Pak Qatar General Tkaful Limited Order dated August 17, 2021
16/09/2022 Ismail Iqbal Securities (Pvt.) Limited Order dated April 28, 2021
07/10/2022 The United Insurance Company of Pakistan Limited Order dated July 28, 2022
14/06/2024 Adjudication – Licensed Entities Order Saath Microfinance – SRO 245 (2019) SECP Act 1997 January 08, 2020
14/06/2024 Licensed Entities Order First Street Capital (pvt) ltd – AML Regulations, 2018 read with 40A SECP Act 1997 October 8, 2020
14/06/2024 Licensed Entities Order Zillion Capital Securities Ltd. AML Regulations 2018 read with 40A of SECP Act 1997 December 23, 2020
24/06/2024 Karam Ceramics Ltd – Review Order Section 32-B SECP Act, 1997- 20.12.23
29/08/2024 Adjudication Order – Licensed Entities DJM Securities (Pvt.) Limited dated August 26, 2020 under Sec. 40A of SECP Act 1997
29/08/2024 Adjudication Order – Licensed Entities Fortune Securities Limited dated December 26, 2019 under Sec. 40A SECP Act 1997