Date Added Title Download
27/04/2017 Circular No.12 of 2017 Requirements for asset management companies (AMCs) to advertised open end collective investment schemes
27/04/2017 Circular 11 of 2017
21/04/2017 Circular No. 10 of 2017 Reporting by Securities Brokers
17/04/2017 Circular No.9 of 2017 Reporting by Non-Banking Finance Companies
07/04/2017 Circular No. 8 of 2017 Compliance Report on AML Directive for insurer
07/03/2017 Circular No.6 of 2017 Approved Panel of auditors under Section 48(1) of the Insurance Ordinance, 2000
03/03/2017 Circular No. 7 of 2017 Amendments in Direction No. 2 of 2017
14/02/2017 Circular No. 5 of 2017 (Amendment in Circular No. 40 of 2016 (Conditions for Charging od Selling and Marketing Expense to Mutual Funds)
27/01/2017 Circular of 4 of 2017 Authentication of Statutory Returns filed by the Companies
23/01/2017 Circular No. 3 of 2017 – Growth Rate Scenarios for Life Insurance and Family Takaful Illustrations 2017
13/01/2017 Circular No.2 of 2017 Liquidity requirements for Mutual Funds
13/01/2017 Circular No.1 of 2017
03/01/2017 Circular # 41 of 2016 dated December 30, 2016 (Mandatory requirements for distributors selling mutual fund units of a single AMC).
03/01/2017 (i) Circular # 40 of 2016 dated December 30, 2016 (Conditions for charging of Selling and Marketing Expenses to Mutual Funds.
05/12/2016 Circular No 39 (Transmission of Annual and Quarterly Financial Statements of Listed Companies to the Commission)
02/12/2016 Circular No 38 (Relaxation regarding payment of cash dividends through electronic mode)
22/11/2016 Circular 36 of 2016 (Clarification regarding filing of financial statements)
18/11/2016 Circular 35 of 2016 (Exemption from requirement of National Tax Number under the Companies Ordinance, 2016)
08/11/2016 Circular 33 of 2016 (Sahulat Sarmayakari Account for low risk customers and branchless banking account holder)
07/11/2016 Circular 34 of 2016 (Grant of license under section 42 of the Companies Ordinance 1984)
16/09/2016 Circular No 30 of 2016 (Bonus share without authorized capital)
05/09/2016 Circular no 21 of 2016 ( Inflation adjusted growth rate scheme)
05/09/2016 Circular No. 29 of 2016 (Additional disclosures regarding Shariah screening)
02/09/2016 Circular No. 28 of 2016 (UN Security Council ISIL (Da’esh), Al-Qaida and Taliban sanctions
25/08/2016 Circular No 26 of 2016 (Securities and Exchange Commission of Pakistan’s official Twitter account)
10/08/2016 Circular No 25 of 2016
10/06/2016 Circular no. 22 of 2016
25/05/2016 Circular No . 19 of 2016 Amendment in VPS investment policy
25/04/2016 Circular No. 17 of 2016
21/04/2016 Circular No. 14 of 2016
11/04/2016 Circular No. 16 of 2016
11/04/2016 Circular No. 15 of 2016
05/04/2016 Circular No. 13 of 2016
29/03/2016 Circular No. 11 of 2016 – Directive for Life Insurance and Family Takaful Illustrations, 2016
16/03/2016 Circular No.10 of 2016 regarding categorization of Open-End Collective Investment Schemes
10/03/2016 Circular No. 9 of 2016 – SEC Guidelines for Estimation of Incurred But Not Reported (IBNR) Claim Reserve, 2016
10/03/2016 Circular no. 8 of 2016 � Regulatory Requirement for Disclosure of Branch Information by Insurance Companies / Takaful Operators
15/02/2016 Circular 07 of 2016- QCR Rated Cost Auditor
01/02/2016 UN Security Council ISIL (Daesh), Al-Qaida and Taliban sanctions regime regarding asset freeze, travel ban, arms embargo and other resources / matters
26/01/2016 Circular No.5/2016 – Awareness among Policy holders about Availability of the Complaints Resolution Forums i.e. Federal Insurance Ombudsman and Small Disputes Resolution Committees for Resolution of their Grievances
26/01/2016 Direction No. 1 of 2016 – Categorization of Open-End Collective Investments Schemes (CIS)
22/01/2016 Circular No. 4 of 2016 � Regulatory Requirements for Branches of Modarabas
22/01/2016 Circular No. 3 of 2016 Regulatory Requirements for Branches of Leasing Companies and Investment Banks
22/01/2016 Circular No. 2 of 2016 � Regulatory Requirements for Branches of Asset Management Companies
08/01/2016 Circular No. 12 of 2015 – Mandatory Certification for the Professionals of Modarabas
08/01/2016 Circular No. 49 of 2015 – Mandatory Certification for the Professionals of Modarabas
08/01/2016 Circular No. 47 of 2015 – Mandatory Certification for the Professionals of Capital Market
04/01/2016 Circular No. 1 of 2016
31/12/2015 Circular No. 48 of 2015 – Mandatory Certification for the Professionals of NBFCs
31/12/2015 Circular No. 50 of 2015 – Offer of New Shares Under Section 86 (3) of Companies Ordinance be Transmitted in Urdu Language
29/12/2015 Circular no. 46 of 2015 – Growth Rate Scenarios for Life Insurance and Family Takaful Illustrations
16/12/2015 Circular No. 45 of 2015 – Conditions for Grant of Licence to Associations Not For Proft under Section 42 of the Companies Ordinance, 1984 or Renewal Thereof
11/12/2015 Circular no. 42 of 2015 – Securities and Exchange Commission (Reinsurance Brokers) Regulations 2015
11/12/2015 Circular 43 of 2015- maintenance of information on functional website
08/12/2015 Circular 44 of 2015
06/11/2015 Circular No. 41 of 2015 – Amendment in Rule 35 of SEC (Insurance) Rules, 2002
06/11/2015 Circular No. 40 of 2015 – Draft Insurance Rules 2015
03/11/2015 Circular No. 39 of 2015
09/10/2015 Circular 38 of 2015
07/10/2015 Circular No 37 of 2015 – Course Outline Takaful
30/09/2015 Directive No. 04 of 2015 – Front-end Fee (Sales Charge) Under the Voluntary Pension System Rules, 2005
29/09/2015 Circular 36 of 2015 – Related Party Assets
11/09/2015 Circular No. 34 of 2015 – Listed Insurance Companies to Incorporate Informational Message on JamaPunji While Issuing Annual Accounts and Balance Sheet
04/09/2015 Guarantee by AMCs and IAs regarding Portfolio Management
04/09/2015 Allocation of Net Asset Value on receipt of applications for investment in mutual funds
02/09/2015 Circular No. 31 of 2015 – Insertion of Rule 9 in the Securities and Exchange Commission (Insurance) Rules, 2002 Regarding Minimum Paid Up Capital Requirement for Insurers
18/08/2015 Circular No. 35 of 2015
10/08/2015 Circular No.28/2015 – Grant of licence or Renewal thereof under Section 42 of the Companies Ordinance, 1984
05/08/2015 Circular No. 17 of 2015
03/08/2015 Circular No. 27 of 2015 – Bancassurance Regulations 2015
27/07/2015 Sales Load Being Charged by Collective Investment Schemes
09/07/2015 Circular No. 25 of 2015
02/07/2015 Circular No. 23 of 2015
02/07/2015 Circular No.24 of 2015 – Placement of JamaPunji web link and logo on the websites of Insurers, Brokers and Surveyors
29/06/2015 Circular No.21 of 2015
26/06/2015 Circular No.22 of 2015
19/06/2015 Circular No.20/2015 – Draft Small Dispute Resolution Committees (Constitution and Procedure) Rules, 2015 under the Insurance Ordinance, 2000
19/05/2015 Circular no. 11 – Unclaimed Insurance Benefits
15/05/2015 Circular No 19 of 2015
15/05/2015 Cir 18 of 2015
27/04/2015 Circular No. 15 of 2015 – Guidance on compliance of Government of Pakistan’s Notifications issued under United Nations Security Council(UNSC) Resolution 1267
24/04/2015 Circular 14 of 2015 – Unit Linked Product and Fund Rules, 2015
24/04/2015 Circular 13 of 2015 – Procedure under Section 60 of Insurance Ordinance, 2000
22/04/2015 Compliance with Section 226 of the Companies Ordinance, 1984 Reading maintenance of Securities and Deposits
13/04/2015 Manadatory certification for Insurance and Takaful professionals in designated functions
13/04/2015 Circular No. 11 of 2015 – Mandatory Certification for the Professionals of NBFCs
08/04/2015 Circular 9/2015 dated April 8, 2015 issued by Director/HOD (LCID) regarding Mandatory Certification for Professionals of Capital Market
09/02/2015 Circular 7 of 2015 – United National 1267 Committee’s Consolidated List of Individuals and Entities Regarding Freezing of Funds and Other Resources
30/01/2015 Circular 05 of 2015 – Renewal of licences granted under Section 42 of the Companies Ordinance, 1984 to Not for Profit Associations
30/01/2015 Circular 04 of 2015 – Renewal of licences granted under Section 42 of the Companies Ordinance, 1984 to Not for Profit Associations
30/01/2015 Credit and Suretyship Business Underwritten During the Year Ended December 31, 2014
26/01/2015 Categorization of Open End Collective Investment Schemes
08/01/2015 Circular No. 49 of 2015 – Mandatory Certification for the Professionals of Modarabas
01/01/2015 Circular 01 of 2015 – Growth Rates Scenarios for Life Insurance and Family Takaful Illustrations 2015
01/01/2015 Circular No. 02 of 2015 – Renewal of licences granted under Section 42 of the Companies Ordinance, 1984 to Not for Profit Associations
30/12/2014 Circular No 21 – Related Party Assets
22/12/2014 Circular No. 20 – Annual Supervision Fee for the year 2015
24/10/2014 Circular No.19/2014 regarding deduction of WithHolding Tax on the amount of Dividend
18/08/2014 Circular 18 of 2014- Related Party Assets
07/08/2014 Circular 17 of 2014 – Criteria for the appointment of Cost Auditors by Companies
03/07/2014 Circular 16 of 2014 – Requirements for Asset Management Companies to advertise open end collective investment schemes
24/06/2014 Circular No. 15 of 2014 – Foreign Account Tax Compliance Act (FATCA)
05/06/2014 Circular No. 14 of 2014 – Placement of Constitutive Documents of Collective Investment Schemes by Asset Management Company on Website
04/06/2014 Quality of Audit by QCR Rated Statutory External Auditors of Non-listed Companies
29/05/2014 Circular 12 of 2014 Regarding Corporate Governance of Public Sector Companies
21/05/2014 Circular No. 10 of 2014 – Holding of General Meetings through Video Conference Facility
16/05/2014 Circular 08 of 2014 – Application for Authorization as Window Takaful Operator under the Takaful Rules, 2012
13/03/2014 Centralized Information Sharing Solution for Life Insurance Industry (CISSII)
12/03/2014 Third Party Administrators for Health Insurance Regulations 2014
10/03/2014 Reference Circular No. 2 of 2013 – Training of Insurance Agents
14/02/2014 Circular 5 of 2014 – List of Approved Auditors
31/01/2014 Circular 4 of 2014 – Revision of categorization of Auditors on the approved list pursuant to section 481(1) of the Insurance ordinance 2000
31/01/2014 Unit Linked Products & Funds Rules, 2014 (Draft)
22/01/2014 Circular 2 of 2014 – Model Financing Agreement of Ijarah
07/01/2014 Growth Rate Scenarios for Life Insurance and Family Takaful Illustrations 2014
26/12/2013 Circular 25 of 2013 – Annual Supervision Fee for the Year 2014
26/12/2013 Circular 26 of 2013 -Amendments in Surveying related Rules 2002
06/12/2013 Circular No. 24 of 2013 dated December 06, 2013 regarding Requirements for Delegation of Functions by Asset Management Companies in relation to Collective Investment Schemes
06/12/2013 Circular No. 23 of 2013 dated December 06, 2013 regarding Sale of Units of Collective Investment Schemes
05/12/2013 Manner of acceptance and placement of facultative reinsurance under Rule 7 of the Insurance Rules, 2002 read with Section 41(5) of the Insurance Ordinance, 2000
08/11/2013 Circular No. 21 of 2013 – Directive on Life Insurance Product Submission Requirements
07/11/2013 Circular No 20 of 2013-Maximum Management Expense Limits for Life Insurers
03/10/2013 Circular No.19 of 2013 Dated October 03, 2013 Regarding Appointment of Qualified Auditors
27/09/2013 Clarification of SRO 268(I) 2012 Dated March 16, 2012 on the term ‘FIRM’ Regarding Appointment of QCR rated Statutory External Auditor by Economically Significant Companies (ESC’s)
24/09/2013 Draft Bancassurance Regulations 2013
13/09/2013 Circular No. 17/2013 – Mortality Rates as a Part of the Minimum Valuation Basis for the Determination of Minimum Actuarial Reserves for Policyholders Liabilities
13/09/2013 Raising of demand by listed companies pursuant to Section 224(2) of the Companies Ordinance, 1984, for recovery of gain made by directors/officers/more than ten percent Beneficial Owner of Equity Securities
20/08/2013 Circular No. 2/2 of 2013 Regarding Clarification on the Circular No.2 of 2013 on Training of Insurance Agents
05/08/2013 Clarification on the Directive of Ant-money Laundering and Counter the Financing of Terrorism (AML/CFT) vide SRO 20(I)/2012 dated January 11, 2012
31/07/2013 Clarification regarding Circular 36 of 2009 dated December 10, 2009
22/07/2013 Publication of Public Announcements
11/06/2013 Circular No.09 of 2013 Dated June 11, 2013 Regarding Categorization of Open-End Collective Investment Schemes
11/06/2013 Circular no.10/2013 Dated 11 June, 2013 Regarding Sharing of costs of insurance ombudsman′s Secretariat by insurance / takaful companies
23/05/2013 Circular No.07/2013 – Clarification on Filing of “Revised Annual Audited Accounts” by Non-listed Companies
22/05/2013 Circular no. 08/2013 – Sharing of costs of Insurance ombudsman´s secretariat by Insurance / Takaful Companies
09/05/2013 Amendments in Circular 36 of 2009 dated December 10, 2009 � Investment and Allocation Polices for the Pension Funds Authorized under the Voluntary Pension System Rules, 2005
22/04/2013 Circular No.5 of 2013 Regarding Examination/Test for Grant of Registration as Authorized Surveying Officer
15/03/2013 Circular No.3/2013, Launching of eSInsuranceSurveyors: Online Surveyors’ Licensing & Registration System
13/03/2013 Circular 2 of 2013 Training of Insurance Agents
16/01/2013 Circular No.1/2013 Regarding Rate of Return Assumptions for Life Insurance and Family Takaful Illustrations for the Year 2013
31/12/2012 Filing of Monthly Returns through Specialized Companies Return System
30/12/2012 Legal duties of Agents
24/12/2012 Annual Supervision Fee for the Year 2013
23/12/2012 Annual Supervision Fee for the year 2012
20/12/2012 Extension in time period of Companies Regularization Scheme (CRS) and Company Easy Exit Scheme (CEES)
17/12/2012 Clarification on Circular 14/2011 regarding Meetings of Board of Directors (Abroad)
05/12/2012 Enlistment/Categorization of Auditors for the Approves List Pursuant to S.48(1) of the Insurance Ordinance 2000
30/11/2012 New Insurance Accounting Regulations 2012 and amendment in the SEC [Insurance] Rules 2012
27/11/2012 Replacement of Annexure I and II of Circular No.1 of 2009
26/11/2012 Amendment in Circular 36 of 2009 dated December 10, 2009 – Investment and Allocation Ploicies for Pension Funds Authorized Under the Voluntary Pension System Rules,2005
01/11/2012 Extension in time period of Companies Regularization Scheme (CRS) and Company Easy Exit Scheme (CEES)
29/10/2012 Replacement of Annexure I and II of Circuler No. 1 of 2009
18/10/2012 Categorization of Open-End Collective Investment Scheme
01/10/2012 Extention in time period of Companies Regularization Scheme (CRS) and Company Easy Exit Scheme (CEES)
14/09/2012 SECP registered 274 companies in August
12/09/2012 Filing of Semi Returns by Modarabas regarding information on Related Party Exposure.
12/09/2012 Filing of Semi Annual Returns by the NBFCs Regarding Information on Related Party Exposure
12/09/2012 Call for information of exposure of insurers in related party
31/08/2012 Extension in time period of Companies Regularization Scheme (CRS) and Company Easy Exit Scheme (CEES)
26/07/2012 Circular 26 of 2012 (Application Window Takaful)
24/07/2012 Circular No. 25 of 2012 -Amendments in the Modaraba Companies and Modaraba (Floatation and Control) Ordinance, 1980
20/07/2012 CIRCULAR NO.24/2012- SHARING OF COST OF INSURANCE OMBUDSMAN’S SECRETARIAT BY INSURANCE/TAKAFUL COMPANIES
28/06/2012 Re-launching of Company Easy Exit Scheme (CEES)
28/06/2012 Re-launching of Companies Regulation Scheme (CRS)
26/06/2012 Filling of Returns through Insurance Companies Return Submission (ICRS) System
20/06/2012 Reporting of Suspicious Transaction Reports (STRs)/Currency Transaction Reports (CTRs) to Financial Monitoring Unit (FMU) Under AML Act, 2010
11/06/2012 Direction under section 282D of the Companies: restriction on sharing of management fee by AMCs with unit holders
11/06/2012 Procedure for convening meeting of the unit holders of open-end and closed-end collective investment schemes
05/06/2012 Additional Disclosures for Workers’ Welfare Fund Liability by Collective Investment Schemes
05/06/2012 Dividend Mandate under Section 250 of the Companies Ordinance, 1984
05/06/2012 Enlist/Categorization of Auditors for the Approved List Pursuant to Section 48(1) of the Insurance Ordinance 2000
31/05/2012 Circular No: 16
08/05/2012 Minimum Requirements for Exchange Traded Funds to be managed by AMCs
03/05/2012 Launch of Inter-CRO electronic inspection service
25/04/2012 Approval of Short Form Ijarah(Lease) Agreement
23/02/2012 Launching of Fast Track Registration Services(FTRS)
23/02/2012 Enlistment/Categorisation of Auditors for the Approved List pursuant to Section 48(1) of Insurance Ordinance 2000
15/02/2012 Term of Office of Directors
15/02/2012 Transmission of Notice of Annual General Meetings and Extraordinary General Meetings through Electronic Medium
03/02/2012 Shari’ah Compliance and Shari’ah Audit Mechanism (SCSAM) for Modarabas
27/01/2012 Enlistment/Categorization of Auditors on the approved list pursuant to section 48(I) of the Insurance Ordinance, 2000
20/01/2012 SRO 29(1)/2012 dated 13th January 2012-Takaful Rules 2012
20/01/2012 Amendment in SECP Insurance Rules 2002-New Solvency Related Requirements for Insurance/Takaful Companies
19/01/2012 Product Publicity Information
16/01/2012 Conditions for Grant of License to Associations Not for Profit under Section 42 of the Companies Ordinance, 1984
12/01/2012 Reporting Of Suspicious Transaction Reports (STRs)/Currency Transaction Reports(CTRs) to Financial Monitoring Unit(FMU) under AML Act, 2010.
30/12/2011 Product Information on Websites
30/11/2011 Additional Condition to the Modaraba Authorization Certificate
10/11/2011 Circular No. 14/2011: Meetings of Board of Directors (Abroad)
19/08/2011 Amendment in Conditions for grant og Licence under Section 42 of the Companies Ordinance, 1984
01/08/2011 Sharing of costs of Insurance Ombudsmans secretariat by insurance/takaful companies
19/07/2011 Constitution of Modaraba Tribunal-II, karachi under the modaraba companies and modaraba (flotation and control) ordinance, 1980
18/03/2011 Maximum management expense limits for life insurers under S.22(9) & S.23(9) of insurance ordinance 2000
17/03/2011 Withdrawal of circular 20/2010 dated 30 July 2010
11/03/2011 Appointment of a member of the religious board by the federal government under section 9 of the Modaraba companies and modaraba (Flotation and control) ordinance, 1980
10/03/2011 Categorization of open end collective investment scheme
20/02/2011 Quarterly Reporting of Frozen Funds and Other Resources of Individuals and Entities
03/02/2011 S.39 of the Insurance Ordinance 2000 (Assets of Life Insurer’s Statutory Funds)
02/02/2011 AML/CFT Training of Reporting Entities
20/01/2011 Amendment in Circular 36 of 2009 dated December 10, 2009 – Investment and Allocation Policies for Pension Funds Authorized under the Voluntary Pension System Rules, 2005
10/01/2011 Annual Supervision Fee for the Year 2011
04/01/2011 Amendment in Circular No. 5/2010 – Guidelines for Bancassurance – 2010
04/01/2011 Rate of Return Assumptions for Life and Family Takaful Illustrations for the year 2011
24/12/2010 Annual supervision fee for the year 2011
22/12/2010 United Nations 1267 Committee’s Consolidated List of Individuals and Entities regarding Freezing of Funds and Other Resources
21/12/2010 Application for Refund of Fees received under Sixth Schedule to the Companies Ordinance, 1984
01/12/2010 Extension in the period of CRS and CEES for the year 2010
16/11/2010 Application for refund of fees received under Sixth schedule of the companies’ ordinance, 1984.
02/11/2010 United Nations 1267 Committee’s Consolidated List of Individuals and Entities regarding Freezing of Funds and Other Resources.
01/11/2010 Extension in the Period of Companies Regularization Scheme (CRS) and Companies Easy Exit Scheme (CEES) for the Year 2010.
27/10/2010 REINSURANCE/RETAKAFUL ARRANGEMENTS FOR 2011
01/10/2010 Extension in the Period of Companies Regularization Scheme (CRS) & Companies Easy Exit Scheme (CEES) for the year 2010.
08/09/2010 Amendment in Circular No. 14/2010 United Nations 1267 Committees Consolidated List of Individuals and Entities regarding Freezing of Funds and Other Resources.
24/08/2010 Revised 2nd Schedule to the Modaraba Companies and Modaraba Rules 1981.
10/08/2010 Clarification on clause 3(ii) of Part II of the 3rd Schedule of the Modaraba Companies and Modaraba Rules, 1981.
09/08/2010 Correspondence, Submission of Returns and Accounts under the CO 1984, IO 2000
30/07/2010 Sharing of Costs of Insurance Ombudsmans Secretariat by Insurance/Takaful Companies.
30/07/2010 Clarification regarding the term “Paid up Capital” for Insurance Brokers Registered in Pakistan.
27/07/2010 Re-Launching of Companies Regularization Scheme (CRS)
20/07/2010 Guidelines on Bancassurance – 2010
16/07/2010 Additional Condition to the Modaraba Authorization Certificate.
08/07/2010 Notice period for holding Extraordinary General Meeting to pass resolution for filing application under Companies Easy Exit Scheme (CEES).
07/07/2010 Categorization of Open-End Collective Investment Schemes.
06/07/2010 Related Party Assets.
05/07/2010 United Nations 1267 Committees Consolidated List of Individuals and Entities regarding Freezing of Funds and Other Resources.
01/07/2010 Re-Launching of Companies Easy Exit Scheme (CEES)
23/06/2010 Explanation of the Term “Asset Freeze” under United Nations Security Council’s 1267 Regime
23/06/2010 Guidelines for Bancassurance – 2010
22/06/2010 Guidelines for Bancassurance 2010.
10/06/2010 Section 39 of the Insurance Ordinance, 2000 (Assets of Life Insurers Statutory Funds)
25/05/2010 Guidelines for Bancassurance 2010
20/05/2010 Facultative Permission under Rule 7 of Insurance Rules 2002
11/05/2010 The Anti-Money Laundering Act 2010
23/04/2010 Timeline for furnishing Bancassurance 2010.
31/03/2010 Applicability of Islamic Financial Accounting Standard I -Murabaha (IFAS-I)
25/03/2010 Bank Deposit and Premium Receivable from a Related Party
24/02/2010 Attendance Of Directors Of Listed And Unlisted Public Companies In The Board Meetings Through Tele/Video Conferencing
08/02/2010 Clarification on the Guidelines for Bancassurance – 2010
27/01/2010 Clarification on the Rate of Return Assumptions for Illustration Guidelines
23/01/2010 Guidelines for Bancassurance – 2010
23/01/2010 Implementation of IFRS-4 on the Annual Financial Statements for the Year ending 31st December, 2009.
20/01/2010 Clarification Regarding Circular No. 01 of 2009
18/01/2010 Anti-Money Laundering Ordinance 2009
15/01/2010 Filing of Monthly Returns Through Specialized Companies Return System (SCRS)
15/01/2010 Filing of Monthly Returns Through Specialized Companies Return System
12/01/2010 Annual Supervision Fee For The 2010
24/12/2009 Guidelines for Life Insurance and Family Takaful Illustrations – 2009.
22/12/2009 UN 1267 Committee’s Consolidated List of Individuals and Entities regarding Freezing of Funds and Other Resources
21/12/2009 Annual Supervision Fee for the Year, 2010.
18/12/2009 UN 1267 Committee-s Consolidated List Of Individuals And Entities Regarding Freezing of Funds And Other Resources
10/12/2009 Investment and Allocation Policies for Pension Funds Authorized under Voluntary Pension System Rules, 2005.
30/10/2009 Nomination of a Compliance Officer to Ensure Effective Implementation and Compliance with Relevant Regulatory Framework
30/10/2009 Mandatory Certification Requirements for Sales Agents of AMCs / PFMs
28/10/2009 Sharing Of Costs Of Insurance Ombudsmans Secretariat By Insurance/Takaful Companies
27/10/2009 Reinsurance/ReTakaful Treaty Arrangements 2010
09/10/2009 Minimum Requirement For Undertaking Discretionary And Non-Discretion Portfolio Management
08/10/2009 Financial Institutions Obligations under Anti Money Laundering Ordinance 2007 (AMLO)(XLV of 2007) – Threshold for Filing of Currency Transaction Report (CTR)
08/10/2009 AML Measures – Threshold For Filling Of Currency Transaction Report (CTR)
18/09/2009 Imposition Of Additional UN Security Council Sanctions Against Democratic Peoples Republic Of Korea (DPKR)
09/09/2009 Anti-Money Laundering Measures – Customer Due Diligence (CDD)/Know Your Customer(KYC)
04/09/2009 Additional condition to Modaraba Authorization Certificate – Addition in Panel of Auditors for Modarabas
04/09/2009 Circular No. 28 of 2009 – Modaraba Authorization Certificate (Addition in Panel of Auditors for Modarabas)
03/09/2009 Clarification Of Regulations no. 37 & 38 Of The Non-Banking Finance Companies And Notified Entitled Regulations, 2008
24/08/2009 Cancellation/Revocation Of SRO. No. 388(I)/2009 Dated 12.5.2009
19/08/2009 Issuance/Renewal Of Insurance Surveying Licence And Registration As Aso Under Section 112 & 113 Of Insurance Ordinance, 2000.
10/08/2009 Reinsurance Premium Ceded Outside Pakistan
01/07/2009 Extension in the Period of Companies Regularization Scheme
30/06/2009 Deferment of some requirement of IFRS 4
23/06/2009 Requirements for Approval of Merger of Open End Schemes
22/06/2009 Deferment of Application of IFRIC Interpretation 4 “Determinig Whether an Arrangement Contains A Lease” and IFRIC Interpretation 12 “Service Concession Arrangements”
08/06/2009 Sharing of Costs of Insurance Ombudsman’s Secretariat by Insurance/Takaful Companies
01/06/2009 Revised 2nd Schedule To The Modaraba Companies And Modaraba Rules, 1981
13/05/2009 Re-launching of Companies Regularization Scheme
05/05/2009 Reconstitution of the Religious Board
04/05/2009 Revised Schedule to the Anti-Money Laundering
04/05/2009 Additional Conditions To Modaraba Authorization Certificate
04/05/2009 Requirement For Investment By Closed-End Schemes In Its Own Certificates And Subsequent Resale Of Such Certificates
04/05/2009 Provisioning Policy For Non Performing Exposure Of Collective Investment Schemes
28/04/2009 Customer Due Dilligence (CDD)/Know Your Customer Policy (KYC)
15/04/2009 Guidelines for Life Insurance and Family Takaful Illustrations 2009
26/03/2009 Secp Issues Circular To Introduce Measures To Facilitate Mutual Funds Industry
25/03/2009 Electronic Submission Of Periodic Statements Under the Prudential Regulations For Modarbas
12/03/2009 Panel of Auditors for Modarbas
06/03/2009 Direction Under Section 282d Of The Companies Ordinance “Deposit Of Shares Of Sponsorsimajor Shareholders In Blocked Cdc Account In Compliance With Secp Circular 09 Of 2006 (Now Replaced With Rule 5(6) Ee) Of The Nbfc Rules(Amended), 2003”
06/03/2009 Conditions Applicable To Promoters/Major Share Holders Of Modarba Management Companies/Modarabas
06/03/2009 Amendments in Circular No. 1 of 2009
06/03/2009 Categorization of open-end Collective Investment Schemes
27/02/2009 Conditions For Grant Of Licence To Associations Not For Profit Under Section 42 Of The Companies Ordinance, 1984
25/02/2009 Collection of Data, Health Insurance
16/02/2009 Availability for Sale Investments
26/01/2009 The Anti-Money Laundering Rules 2008 and The Anti Money Laundering Regulations 2008
14/01/2009 Reporting of Trade Information by All Asset Management Companies for Dealing in Debt Securities
06/01/2009 Valuation of Debt Securities And Provisioning Criteria For Non-Performing Debt Securities
30/12/2008 Criteria for Sound and Prudent Management
26/12/2008 National Capacity Analysis – Insurance Industry
24/12/2008 Conditions For Grant Of Licence To Associations Not For Profit Under Section 42 Of The Companies Ordinance, 1984
18/12/2008 Panel of Auditors for Modarabas
05/12/2008 Reporting Of Information About Privately Placed Financial Instruments In The Nature Of Redeemable Capital
06/11/2008 Reinsurance/Retakaful Treaty Arrangements – 2009
06/11/2008 Clarification Regarding Circular No. 26 of 2008.
05/11/2008 Directive under section 282D of the Companies Ordinance, 1984
10/10/2008 E-Filing And Incorporation In eServices By Intermediaries (Corporate Consultants)
07/10/2008 Reinsurance/Retakaful Treaty Arrangements 2009
07/10/2008 Practical Difficulty in Arriving At Fair Valuation of Equity Securities Held by Mutual Funds
26/09/2008 Financial Institutions Obligations under Anti-Money Laundering Ordinance 2007
11/09/2008 Reinsurance Premium Ceded Outside Pakistan.
30/07/2008 Responsibility of Consultants/Advisors/Arrangers, Auditors, Accountants and Legal Advisers to public Issues
21/07/2008 Amendment to Circular no. 15 Concerning Minimum Statutory Deposits
14/07/2008 Submission of Daily Statements of Assets and Liabilities
07/07/2008 Minimum Statutory Deposit Levels – Rule 09 of SEC Insurance Rules 2002
18/06/2008 Documents/Returns to be submitted to Securities and Exchange Commission of Pakistan (SECP)
13/06/2008 Revision of Fourth and Fifth Schedules to the Companies Ordinance, 1984.
02/06/2008 Amendments in the Prudential Regulations for Modarabas
16/05/2008 Permission for insertion of the words “An Islamic Financial Institution” after the name of a Modaraba
12/05/2008 Extension In The Period Of Companies Easy Exit Scheme (CEES) 2007
08/05/2008 Model Financing Agreements for Modarabas
08/05/2008 Collection of Data, Health Insurance
14/04/2008 Shairing of Expenses of Insurance OMBUDSMAN”s Secretariat by Insurance/Takaful Companies
07/04/2008 AMENDMENTS IN THE GUIDELINES APPROVED BY THE RELIGIOUS BOARD FOR ISSUANCE OF CERTIFICATES OF MUSHARIKA BY MODARABAS
01/04/2008 Certification Requirement of Para 6 of Circular 6/2006 – Maximum Management Expense Limits for Life Insurers
22/01/2008 Amendments in the Guidelines for Issue of Term Finance Certificates to the General Public
07/01/2008 Publication Of Notices etc. In Urdu Newspaper
30/12/2007 Reinsurance Treaty Arrangements For The Year 2007
18/12/2007 Applicability of Regulation 23 of NBFCs and Notified Entities Regulation, 2007
05/12/2007 Extension In The Period Of Companies Easy Exit Scheme (CEES) 2007
23/11/2007 Cancellation of Circular No. 2of 21 January 2004 and compliance of Non-Banking Finance Companies, Rules, 2003 (as amended) and Non-Banking Finance Companies and Notified Entities, Regulations, 2007
20/11/2007 Statutory Deposits To Be Maintained By Insurers
12/11/2007 Eligibility Criteria under Rule 12(1) of the Voluntary Pension System Rules, 2005
30/10/2007 Reinsurance/Retakaful Treaty Arrangements – 2008
25/10/2007 Deposit of Margins and Mark-to-Market losses with National Clearing Company of Pakistan Limited (NCCPL)
05/10/2007 Orientation to Takaful for General Takaful Agents
26/07/2007 Deferment of Application of IFRIC Interpretation 4 Determining whether an Arrangement Contains a Lease for Independent Power Producers(IPPs)
04/07/2007 Companies Easy Exit Scheme (CEES) Year 2007
13/06/2007 Opening of New Accounts With Brokers
28/05/2007 Undertaking Insurance Business in Pakistan By Foreign Companies.
03/05/2007 Small Disputes Resolution Committee
10/04/2007 Minimum Required Paid-up-Capital for Insurers/Takaful Operators
26/02/2007 Dissemination of Credit Rating
15/01/2007 Eligibility Criteria under Rule 12(1) of the Voluntary Pension System Rules, 2005
27/11/2006 Bank Deposit and Premium Receivable from a Related Party
24/11/2006 Projected Growth Rate for Illustration of Investment Linked Policies
30/10/2006 Insurance Tribunals
25/09/2006 Complaints of Insurance Policyholders
31/08/2006 Deferment of Application of IFRIC Interpretation Determining Whether an Arrangement Contains Lease For Independent Power Producers(IPPs)
01/08/2006 Conditions Applicable to Promoters/Majority Shareholders of NBFCs
27/07/2006 Right Issues and Underwriting By Collective Investment Schemes
18/07/2006 Enhancement in the upper limit on creation and building up of Reserves by Modarabas in terms of sub-Regulation (a) of Regulation 2 of Part-III of the Prudential Regulations for Modarabas
16/06/2006 Conditions Applicable to Promoters/Major Shareholders of Modaraba Management Companies
14/06/2006 Conditions for Issuance of Foreign Currency Certificate of Deposits (CODs) and Certificate of Investment (COIs)
04/05/2006 Procedure for Renewal of License
28/04/2006 Maximum Management Expense Limits for Life Insurers under S.22(9) & S.23(9) of the Insurance Ordinance 2000
22/03/2006 Amendment in the Guidelines for Issuance of Certificates of Musharika
10/02/2006 Holding of Election of Directors
06/02/2006 Life Insurance Policies through withdrawal from Recognized Provident Funds
09/01/2006 Prudential Regulations For Consumer Financing For Non-Banking Finance Companies (“NBFCs”)
27/12/2005 Reinsurance Treaty Arrangement for the Year 2006
19/12/2005 National Leasing Register And Defaulters Data
19/12/2005 Rotation of External Auditors by Insurance Organizations
14/12/2005 Compliance of International Standard On Auditing 720- Other Information In the Documents Containing Audited Financial Statements.
24/11/2005 Market Conduct
18/11/2005 Panel of Auditors for Modarabas
10/11/2005 Attendance of Directors of Unlisted Public Companies in the Board Meetings Through Tele/Video Conferencing
27/10/2005 Regulation for Housing Finance Applicable to Individual Borrowers
17/10/2005 Attendance of Directors in the Board Meetings through Tele/Video Conferencing
29/09/2005 Violation of Section 143 of the Companies Ordinance, 1984 by mentioning incomplete name
22/09/2005 Prudential Regulations for Modarabas
19/09/2005 Sale of Assets by Non-Banking Finance Companies (“NBFCs”) to its Employees
12/09/2005 Prudential Regulations for Non-Banking Finance Companies (NBFCs)
29/08/2005 Exemption from requirements of Clause 3 C of Part II of the Fourth Schedule to the Companies Ordinance, 1984
19/08/2005 Appointment as a Director on the Board of an NBFC
19/08/2005 Rating of Non-Banking Finance Companies (NBFCs) and Collective Investment Scheme(s) managed by NBFCs
16/08/2005 GROUP INSURANCE PREMIUM RATES
16/08/2005 Application(s) made under the Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003 and the Prudential Regulations for NBFCs
15/07/2005 Fit and Proper Test (Criteria) for Chairman/Chief Executives, Board of Directors, and Other Key Employees of a Pension Fund Manager under Rule 4(c) of the Voluntary Pension System Rules, 2005
15/07/2005 Investment Policy under Rule 24(3) and Prescribed Allocation Policy for Selection by the Individual Participant under Rule 14(3) and 14(4) of the Voluntary Pension System Rule, 2005
27/06/2005 CONDITIONS FOR ISSUANCE OF FOREIGN CURRENCY CERTIFICATE OF DEPOSITS (CODs) AND CERTIFICATE OF INVESTMENT (COIs)
01/06/2005 Prudential Regulations For NBFCs
23/05/2005 RAISING OF FUNDS FROM GENERAL PUBLIC BY MODARABAS
10/05/2005 Holding of Election of Directors Pursuant to Companies (Amendment) Ordinance, 2002
08/04/2005 Guidelines on Issue of Shares at a Discount
19/01/2005 Revised Fourth Schedule to the Companies Ordinance, 1984
22/12/2004 Calling information under section 19 of the National Accountability Ordinance, 1999 (Specimen Signature Book)
05/11/2004 Change in Financial Year End for Cotton Textile Industry
31/08/2004 Holding of Election of Directors Pursuant to Companies (Amendment) Ordinance, 2002
11/08/2004 Revised Fourth Schedule to the Companies Ordinance, 1984
05/07/2004 Prudential Regulations for Modarabas
01/07/2004 Extension in the period of Companies Easy Exit Scheme (CEES)
25/06/2004 Prudential Regulations for Non-Banking Finance Companies (NBFCs)
03/05/2004 Old NIC not to be accepted as valid Identity document
21/04/2004 Transmission of Quarterly Accounts by Modarabas
14/04/2004 Transmission of Quarterly Accounts by the Listed Companies Clarification To Circular No 19 of 2004
14/04/2004 Rating Contract/Agreement between the Credit Rating Companies and their Clients
06/04/2004 Submission of CIB Data by Modarabas
02/04/2004 Clarification – Validity of old National Identity Cards for the Business of NBFCS
02/04/2004 Clarification – Validity of old National Identity Cards for the Business of Modarabas
24/02/2004 Attendance of Directors of Unlisted Public Companies in the Board Meetings through Video Conferencing
20/02/2004 Companies Easy Exist Scheme (CEES)
16/02/2004 Reporting of suspicious financial transactions under the National Accountability Ordinance, 1999
13/02/2004 Loans and Advances to Employees by the Non-Banking Finance Companies.
13/02/2004 Applicability of International Accounting Standard (IAS) 17 to Modarabas
10/02/2004 Compliance with IAS – 12 (Revised)
30/01/2004 Appointment of Sole Proprietor Chartered Accountants as Auditors by Business Name
30/01/2004 Authentication of Statutory Returns
29/01/2004 Filing fee deposited with the statements under Prudential Regulations for Modarabas
28/01/2004 Prudential Regulations for Modarabas
26/01/2004 Submission of Quarterly Returns under the Listing Regulations of the Stock Exchanges
21/01/2004 Prudential Regulations for Non-Banking Finance Companies
31/12/2003 Attendance of Directors in the Board Meetings through video conferencing
13/11/2003 Corporate Agriculture Farming (CAF) Policy
15/10/2003 Amendments in the Companies (Invitation and Acceptance of Deposit) Rules, 1987
15/10/2003 Amendments in Companies (Invitation and Acceptance of Deposit) Rules, 1987
08/10/2003 Assets provided on Lease/loan basis to the Employees (Excluding CEO & Directors)
07/10/2003 Circular 25 of 2003
07/10/2003 USE OF WORD “BANK” OR ANY OF ITS DERIVATIVES
11/09/2003 Applicability of international accounting standard 30 to investment banks, leasing companies and modarabas (other than trading modarabas)
26/08/2003 PRUDENTIAL REGULATIONS FOR NON-BANKING FINANCE COMPANIES (NBFCs) UNDERTAKING THE BUSINESS OF LEASING ONLY.
13/08/2003 Applicability of IAS 39 and IAS 40 to Non-Banking Finance Companies (NBFCs) providing investment finance services (Investment Banks), discounting services and housing finance services
13/08/2003 Applicability of IAS 39 and IAS 40 to Non-Banking Finance Companies (NBFCs) providing investment finance services (Investment Banks), discounting services and housing finance services
31/07/2003 Rules of Business for Non-Bank Financial Institutions (NBFIs) and Submission of Periodic Returns/Statements.
18/07/2003 Amendments in Modarba Companies and Modarba Rules 1981.
08/07/2003 Appointment of Whole Time Company Secretary.
11/06/2003 Issuance of Certificates of Investment (COIs) / Certificates of Deposit (CODs) by Non-Banking Finance Companies.
26/05/2003 Maintenance of Website by the Listed Companies.
14/05/2003 Fresh License(s) to be Obtained by Existing Companies in Terms of Section 282 C of The Companies Ordinance, 1984.
10/04/2003 Fresh License (s) to be obtained in terms of Section 282 C of the Companies Ordinance 1984 for Business (es) being carried out by the existing Non-Banking Finance Companies
19/03/2003 Preparation and Transmission of Second Quarter Accounts by The Listed Companies.
28/02/2003 Checklist for Appointment of Director.
27/02/2003 Appointment of Director/Chief Executive in the Modaraba Companies.
21/02/2003 Requirements for Anti Money Laundering Initiative.
21/02/2003 Requirements for Anti Money Laundering Initiative-Additional condition No.1/2003 to modaraba authorization certificate.
20/02/2003 Amendments in Fourth Schedule to The Companies Ordinance, 1984
23/01/2003 Appointment of Sole Proprietor Chartered Accountants as Auditors by Business Name.
23/01/2003 International Accounting Standard 40 “Investment Property”
27/12/2002 Appointment of External Auditors by the Listed Companies
19/12/2002 Submission of Quarterly Accounts by the Listed Companies
18/12/2002 Information of Current Credit Rating and COIs/CODs being maintained by NBFCs
11/12/2002 Submission of Quarterly Accounts by Listed Companies
02/12/2002 Transfer of Regulatory Supervision of Non Banking Financial Institutions and Submission of Periodical Returns/Statements
11/11/2002 Companies (Amendment) Ordinance 2002
06/11/2002 Holding of Annual General Meetings Pursuant to Companies (Amendment) Ordinance, 2002
14/10/2002 Adjudication of defaults of late filing of statutory returns filed prior to January 01, 2002.
06/06/2002 Application of International Accounting Standard 30 to Investment Banks, Modarabas and Leasing Companies
16/05/2002 Extension In Period of Companies Easy Exit Scheme (CEES).
29/04/2002 Companies Easy Exit Scheme (CEES) and Extension in Period of Companies Regularisation Scheme (CRS).
16/04/2002 Companies Easy Exit Scheme (CEES) and Extension in Period of Companies Regularisation Scheme (CRS).
01/04/2002 Companies Easy Exit Scheme (CEES) and Extension in Period of Companies Regularisation Scheme (CRS).
01/04/2002 Dissemination of Ratings by Credit Rating Companies
14/03/2002 Copies of Newspapers Containing Notices of Annual General Meetings/Extra- Ordinary General Meetings.
21/02/2002 Adoption of International Accounting Standards 40
21/02/2002 Adoption of International Accounting Standards 22, 36 and 39
31/01/2002 Companies Regularization Scheme
01/01/2002 Adoption of International Accounting Standards 22, 36 and 39
31/12/2001 The companies regularization scheme
13/12/2001 Quarterly Accounts – Additional Condition to Modaraba Authorization Certificate
05/12/2001 Filing of list of members by Listed Companies on floppy diskette
01/11/2001 Adoption of International Accounting Standards (IAS) 22, 36 and 39
14/06/2001 Increase in maintenance of statutory reserves by Modarabas from 10% to 20%
13/04/2001 Despatch of dividend warrants and share certificates through courier services
22/02/2001 Transmission of notices of meetings to the Securities and Exchange Commission of Pakistan
21/01/2001 Financial statements of subsidiary companies used for consolidation purposes the difference in whose reporting date is more than three months of the reporting date of the financial statements of the holding company
21/01/2001 Financial statements of subsidiary companies used for consolidation purposes the difference in whose reporting date is more than three months of the reporting date of the financial statements of the holding company
26/12/2000 Revised periodical statements to be furnished by the leasing companies under Rule 19 of Leasing Companies (Establishment & Regulation) Rules, 2000
21/12/2000 Amendments in Circular No. 5 of 2000 dated April 20, 2000
27/11/2000 Annual Review Meeting under Prudential Regulations of Modarabas
21/11/2000 Applicability of International Accounting Standard No. 19 to companies including banks and insurance companies
21/11/2000 Issue of notices to members through courier service
14/11/2000 Disposal of cancelled share certificates of listed companies
22/09/2000 Provisioning for non-performing assets
26/08/2000 Applicability of International Accounting Standard No. 19 (IAS-19) to Companies including Banks and Insurance Companies
18/08/2000 Maintenance of sub-accounts and group accounts of the clients by the stock brokers
18/08/2000 Issue of bonus certificates by Modarabas
18/08/2000 Issue of right certificates by Modarabas
10/08/2000 Additional Condition No. 1/2000 to Modaraba Authorization Certificate – Periodical Statements
29/07/2000 Audit of Cost Accounts
06/07/2000 Preparation of half-yearly accounts of listed companies under the Companies Ordinance, 1984
25/05/2000 Appointment of directors/chief executive in the Modaraba companies
10/05/2000 Additional Condition No. 1/2000 to Modaraba Authorization Certificate – Periodical Statements
07/05/2000 Appointment of directors/chief executive under the Leasing Companies (Establishment and Regulation) Rules, 1996
20/04/2000 Additional conditions No. 1/2000 to Modaraba Authorization Certificate
24/03/2000 Extension in the period for holding Annual General Meeting
15/02/2000 Filing of Beneficial Owners Report in respect of shares on the Central Depository System alongwith Form “A”
10/02/2000 Publication of Notices by Listed Companies under the Companies Ordinance, 1984
10/02/2000 Publication of Notices by Listed Companies under the Companies Ordinance, 1984
26/01/2000 Guidelines for attending General Meetings and Appointment of Proxies
30/10/1999 Rule-10 of NBFIs Rules of Business – Review of instructions on financing facilities against shares
04/10/1999 Pattern of holding of the shares in The Central Depository System and rights of such shareholders
09/09/1999 Compliance with the revised IAS-12
09/09/1999 Withdrawal of Circular No. 10 of 1999
31/08/1999 Payment of Fees in the Head of Accounts Securities and Exchange Commission of Pakistan
30/08/1999 Anti-Corruption Measures
12/06/1999 Payment of Fees in the Head of Accounts Securities and Exchange Commission of Pakistan
10/05/1999 Holding of Annual General Meeting by listed companies
06/05/1999 Appointment of Directors/Chief Executive in Modaraba Companies
19/04/1999 Appointment of Directors/Chief Executive
10/04/1999 Work relating to Prudential Regulations of Modarabas
07/04/1999 Year 2000 Compliance of Computer Systems
31/03/1999 Advisability of arbitration of clause in the Modaraba agreements
16/03/1999 Organization of Commission and allocation of work
12/03/1999 Publication of notices of meetings in newspapers
26/01/1999 Y2K Compliance of Computer Systems
13/01/1999 Transmission of published annual reports and accounts by listed companies
07/01/1999 Securities and Exchange Commission of Pakistan has become operational w.e.f. the 1st January, 1999
01/01/1999 Circular No. 32 of 2015 – The Small Dispute Resolution Committees (Constitution and Procedure) Rules, 2015