01/01/2016 - 05/03/2016
Date Title Download
27/06/2002 Guidelines for Preparation of Prospectus
20/11/2002 Guidelines for The Issue of Term Finance Certificates (TFCs) to General Public
28/03/2004 Guidelines for issue of shares at discount
29/09/2004 Criteria/Guidelines for recognition of bodies of professional accountants and corporate/chartered secretaries for the purpose of prescribed qualification of CFO and Company Secretary
01/01/2005 Internet Trade Regulation
23/01/2010 Guidelines for Bancassurance, 2010
01/06/2013 CSR Guidelines
03/03/2015 Public Sector Companies (Appointment of Chief Executive) Guidelines, 2015
27/04/2016 Guidelines for Structuring and Offering of the Employees Stock Option Schemes
17/08/2016 Principles of Corporate Governance
08/09/2016 Clarification(s) on Calculation and Reporting of Net Capital Balance
29/08/2017 Guidelines for Cooperation and Assistance to Foreign Regulatory Authorities
31/08/2017 Guidelines for Internal Control System and Compliance Function for Securities Broker
06/12/2017 FAQs for CCG Regulations 2017
29/01/2018 Public Sector Companies (Corporate Governance Compliance) Guidelines 2018
02/02/2018 Additional FAQs for CCG Regulations 2017-1.2.18
04/09/2018 AML CFT Guidelines for NPOs 2018 (revised version)
02/11/2018 Guidelines on SECP AML/CFT Regulations, 2018
12/04/2019 FAQs on Anti-Money Laundering and Combating Financing of Terrorism(1st Version)
12/04/2019 FAQs on Anti-Money Laundering and Combating Financing of Terrorism(Second Version)
11/12/2019 SECP Regulatory Sandbox Guidelines, 2019
16/03/2020 SEC Guidelines on Cybersecurity Framework for the Insurance Sector, 2020
09/04/2020 SRO 301 (I)/2020- Guidelines for Performance Evaluation of Board of Directors, CEOs and CROs
28/04/2020 SECP GUIDELINES FOR COOPERATION AND ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES
12/05/2020 Guidance on Risk Based Approach to AML/CFT during COVID-19 pandemic
11/08/2020 User Guideline for Online filing of AML Quarterly Survey
11/08/2020 User Guideline for Online filing of Annual AML/CFT Risk Assessment by REs
03/12/2020 FAQS on Ultimate Beneficial Ownership
30/03/2021 FAQs on Sectoral Risk Assessment of Legal Person Legal Arrangements (LPLA)
21/04/2021 Guidance paper relating to issuance of Convertible Debt Securities
30/04/2021 Guidelines on Ultimate Beneficial Ownership Framework for Companies and LLPs
19/05/2021 Gender Bonds Guidelines
02/06/2021 Guidelines for Mutual Fund Digital Distribution Platform
09/06/2021 Green Bonds Guidelines
30/07/2021 Draft Cloud Adoption Guidelines for Incorporated Companies
15/11/2021 Guidelines for Special Purpose Acquisition Company (SPAC)
25/02/2022 SECP Regulatory Sandbox Guidelines, 2019-Reissued under Section 458 A of the Companies Act, 2017
05/04/2022 ROLE OF OFFICERS OF LISTED COMPANY REGARDING GENERAL MEETINGS
25/04/2022 SECP FAQs on AML CFT PF Obligations – 5th Edition
01/06/2022 Stewardship Guidelines for Institutional Investors
04/08/2022 Guidelines for Shariah-Compliant Investing on Pakistan Stock Exchange Limited August 2022
15/09/2022 Initial Public Offering Market- Overview and Regulatory Initiatives
29/11/2022 Global Landscape Analysis Report for Asset Fractionalization
09/01/2023 Guidelines for obtaining License under Section 42 of the Companies Act 2017
11/01/2023 Guidelines for Offering Islamic Financial Services, 2023
20/07/2023 Guidelines on Code of Conduct for Public Listed and Public Sector Companies
11/10/2023 Guidelines for Mergers and Amalgamations
22/12/2023 Category-wise Voting for Election of Directors- FAQs